DFX Intelligence

S••••• F•••••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

S••••• F•••••••• W••••• A•••••••

S••••• F•••••••• W••••• A•••••••, LLC, CRD 171278

LAFAYETTE, LA

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Search this name across graphsid dfx:ria:eb914cd8-f997-632d-3ae8-380e6dd1d547

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 9
On other graphs: 0
Observed: Apr 24, 2014 to Jul 29, 2026
48 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

C••• F•••••••• C••••••••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

C••••••• D••••••• • R••• F••• X••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=true bd_reps=3.0 bank_owner=false
Regulatory AUM: $1.8B••• Locked
Discretionary RAUM: $1.7B
Private client RAUM: $1.6Bderived••• Locked
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• R•••••• D•••••	n/a	LAFAYETTE, LA	12	38	2	no
A•••• C••••• V••••••	n/a	LAFAYETTE, LA	12	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• S••••••	CHIEF COMPLIANCE OFFICER/PARTNER	Na	yes	04/2014	Apr 24, 2014	Sep 23, 2024
C••• F•••••••• C••••••••• L•••	Partner	C	yes	08/2023	Sep 19, 2023	Sep 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Monroe	La	United States	2	no
Covington	La	United States	1	no
Metairie	La	United States	1	no
Ruston	La	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.4B	26.6%	$1.2B	13.1%	22	20	5	3

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••••••• I••••••••• C••••••••• L••	2	Mar 24, 2015	Oct 5, 2015	MONROE, LA	Team lift out	Other	50.0%

Relationships

Registered with (20)

← S•••••• P••• H•••••Advisorregistration: current employment
Aug 11, 2025 to presentfactForm ADV
← D•••• J••••• R•••••••Advisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← J•••• H•••••••• D•••••Advisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← C•••••••• A••• B••••••••

Dated events

Occurred
Jul 29, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Jul 29, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Mar 10, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$378M
Occurred
Mar 14, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb914cd8-f997-632d-3ae8-380e6dd1d547
First observed: Apr 24, 2014
Last observed: Jul 29, 2026 56 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (16)

← D•••••• D••••• R••••••OwnerMANAGING PARTNER, ownership code NA, individual
Apr 24, 2014 to Sep 23, 2024factForm ADV
← R••• C••••••• L••••OwnerPARTNER, ownership code NA, individual
Mar 27, 2023 to Sep 23, 2024factForm ADV
← L••••••• T•••• F••••••OwnerPARTNER, ownership code NA, individual
Apr 24, 2014 to Sep 23, 2024factForm ADV
← P••••• M••••••• E•••••OwnerPARTNER, ownership code NA, individual
Apr 24, 2014 to Sep 23, 2024factForm ADV
← B••••••••• S••••••OwnerCHIEF COMPLIANCE OFFICER/PARTNER, ownership code NA, individual
Apr 24, 2014 to Sep 23, 2024factForm ADV
← D•••••• D••••••• W••••••OwnerCONTROLLER/PARTNER, ownership code NA, individual
Mar 14, 2024 to Sep 23, 2024factForm ADV
← O•••••• L•••• S••••OwnerIAR/PARTNER, ownership code NA, individual
Mar 14, 2024 to Sep 23, 2024factForm ADV
← C••• F•••••••• C••••••••• L•••OwnerPARTNER, ownership code C, foreign entity
Sep 19, 2023 to Sep 23, 2024factForm ADV
← C••• F•••••••• H•••••••• L•••OwnerPARTNER, ownership code D, domestic entity
Sep 19, 2023 to Sep 23, 2024factForm ADV
← C••••••• D••••••• • R••• F••• X••• L•••OwnerPARTNER, ownership code D, foreign entity
Sep 19, 2023 to Sep 23, 2024factForm ADV
← F•••••••• F•• A••••••••• L••OwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 19, 2023 to Sep 23, 2024factForm ADV
← F•••••••• F•• I••••••••• H•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Sep 19, 2023 to Sep 23, 2024factForm ADV
← F•••••••• F•• P•••••• I•••OwnerMEMBER, ownership code E, domestic entity
Sep 19, 2023 to Sep 23, 2024factForm ADV
← F•••••••• F•• U••••••• H•••••••• L•OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 19, 2023 to Sep 23, 2024factForm ADV
← F•••• F•••••••• P•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Apr 24, 2014 to Sep 23, 2024factForm ADV
← F•••• O••••••••• L••OwnerMEMBER (MANAGER), ownership code E, domestic entity
Apr 24, 2014 to Sep 23, 2024factForm ADV