DFX Intelligence

J•••• A• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J•••• A• S••••••••

Advisor at F•••• T•••• S••••••••• I•••

Brighton, MI | Farmington Hills, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 4, 2004 to Sep 23, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Jul 17, 2026	n/a	yes	Brighton, MI\|Farmington Hills, MI	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 3, 2023	n/a	yes	Farmington Hills, MI\|Brighton, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	F•••• T•••• S••••••••• I•••	Sep 22, 2026	Jul 17, 2026	-67	Bulk transfer	Ibd to ibd
C••••••• S•••••••••	A••••••••• F•••••••• S•••••••• L••	Nov 3, 2023	Nov 3, 2023

Relationships

Registered with (3)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 3, 2023 to Sep 22, 2026factForm ADV
→ C••••••• S•••••••••Registered adviserregistration: previous registration
May 4, 2004 to Nov 3, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 4, 2004
Last observed: Sep 23, 2026 21 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.