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C•••••• D•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

C•••••• D•••• D••••••••

Advisor at W•••••• M••• • A••••••••• I••

TROY, MI | Harbor Springs, MI

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Search this name across graphsid dfx:ria:4f4d3e3f-e30d-dbc7-580b-7b5593bc7c32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• M••• • A••••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• M••• • A••••••••• I••	Independent wealth	Jan 1, 2025	n/a	yes	Harbor Springs, MI\|TROY, MI	Current employment
R••••••• W••••• A•••••••	Independent wealth	Feb 22, 2021	May 30, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• W••••• A•••••••	W•••••• M••• • A••••••••• I••	May 30, 2025	Jan 1, 2025	-149	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ W•••••• M••• • A••••••••• I••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ R••••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 22, 2021 to May 30, 2025factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
C•••••• D•••• D•••••••• left R••••••• W••••• A••••••• for W•••••• M••• • A••••••••• I•• (registered 2025-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f4d3e3f-e30d-dbc7-580b-7b5593bc7c32
First observed: Feb 22, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.