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W•••••• M••• • A••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

W•••••• M••• • A••••••••• I••

CRD 107377

TROY, MI

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Search this name across graphsid dfx:ria:25fb554b-56d4-fad8-caa1-bde79be4f387

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 5
On other graphs: 0
Observed: Mar 28, 2012 to Aug 25, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••••• K••• B•••••••	Certified Financial Planner	LIVONIA, MI \| TROY, MI	20	34	n/a	no
W•••••• M•••	Certified Financial Planner	LIVONIA, MI \| TROY, MI	16	40

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• T•••••••• K•••	VICE PRESIDENT	B	yes	12/1992	Aug 25, 2026	Aug 25, 2026
M•••• W••••••	President	E	yes	04/1992	Aug 25, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••••• F•••••••• S••••••• I••	n/a	Independent wealth	$199M	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Troy	Mi	United States	2	no
Estero	FL	United States	1	no
Fenville	Mi	United States	1	no
ROYAL OAK	Mi	United States	1	no
Troy	Mi

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	5	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$820M	26.1%	$649M	16.8%	22	22	26	26

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• • A••••••••• L••	2	Dec 31, 2024	May 8, 2024	TROY, MI	Team lift out	Other	100.0%
M••••• F••• M••••••••• C•	2	Dec 31, 2018

Relationships

Affiliated with (3)

→ CND FINANCIALRegistered adviserother investment adviser, insurance company, control
factForm ADV
← CND FINANCIALRegistered adviserother investment adviser
factForm ADV
← M••••• F••• M••••••••• C•Registered adviserother investment adviser
factForm ADV

Registered with (15)

← T•••••• J••• M•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 1, 2026
Regulatory AUM changed
W•••••• M••• • A••••••••• I•• reported RAUM $1.0B, up 26% from $820.4M (2025-12-18 to 2026-04-01)
Form ADVobserved 7 days ago
$214M
Occurred
Dec 31, 2024
Team lift-out
2 advisors left C••••••••• • A••••••••• L•• (Troy, MI) for W•••••• M••• • A••••••••• I•• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
May 15, 2019
Regulatory AUM changed
W•••••• M••• • A••••••••• I•• reported RAUM $481.7M, up 41% from $341.6M (2019-03-27 to 2019-05-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25fb554b-56d4-fad8-caa1-bde79be4f387
First observed: Mar 28, 2012
Last observed: Aug 25, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 1, 2026	$1.0B	$1.0B	22	10	26	n/a	n/a
2024	Mar 31, 2025	$820M	$818M	22	10	26	n/a	n/a
2023	Mar 29, 2024	$755M	$753M	14	7	24	n/a	n/a
2022	Mar 29, 2023	$649M	$647M	14	7	19	n/a	n/a
2021	Mar 31, 2022	$727M	$721M	13	7	19	n/a	n/a
2020	Mar 31, 2021	$665M	$661M	13	7	5	n/a	n/a
2019	Mar 31, 2020	$573M	$571M	7	7	5	n/a	n/a
2018	Mar 27, 2019	$342M	$339M	5	5	3	n/a	n/a
2017	Mar 30, 2018	$360M	$358M	5	5	1	n/a	n/a
2016	Mar 29, 2017	$306M	$304M	5	5	n/a	n/a	n/a
2015	Mar 30, 2016	$256M	$254M	9	5	n/a	n/a	n/a
2014	Mar 27, 2015	$276M	$274M	10	6	n/a	n/a	n/a
2013	Mar 6, 2014	$259M	$255M	10	5	n/a	n/a	n/a
2012	Mar 6, 2013	$228M	$218M	9	4	n/a	n/a	n/a
2011	Mar 28, 2012	$211M	$197M	n/a	n/a	n/a	n/a	n/a