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Advisor at KESTRA PRIVATE WEALTH SERVICES, LLC
AUSTIN, TX | Peoria, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | May 5, 2021 | n/a | yes | AUSTIN, TX|Peoria, AZ | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 30, 2012 | May 10, 2021 | no | Phoenix, AZ|Peoria, AZ|SCOTTSDALE, AZ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 27, 2011 | Aug 9, 2012 | no | PEORIA, AZ|PEORIA, AZ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 2, 2004 | May 27, 2005 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | KESTRA PRIVATE WEALTH SERVICES, LLC | May 10, 2021 | May 5, 2021 | -5 | Firm change | Ibd to ibd |
| MORGAN STANLEY | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 9, 2012 | Jul 30, 2012 | -10 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | May 27, 2005 | Jan 27, 2011 | 2,071 | Firm change after gap | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:155193:AZ:2021-05-10 | May 10, 2021 | May 5, 2021 | SCOTTSDALE, AZ | Firm change |