DFX Intelligence

J•••• O••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

J•••• O••• L••••••••

Advisor at B••••••••• L••

SAN JOSE, CA | San Jose, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f4f5691-931f-625a-f259-ee0b465e69e4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 27, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	SAN JOSE, CA\|San Jose, CA	Current employment
M••••• W••••• M••••••••• L••	Independent wealth	Apr 1, 2025	Jun 13, 2025	no	KANSAS CITY, MO\|CAMPBELL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W••••• M••••••••• L••	B••••••••• L••	Jun 13, 2025	Jul 1, 2025	18	Firm change	RIA to RIA
W••• F•••••••• A•••••••• I•••	M••••• W••••• M••••••••• L••	Mar 28, 2025	Apr 1, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
108627:324624:CA:2025-03-28	Mar 28, 2025	Apr 1, 2025	CAMPBELL, CA	Firm change

Relationships

Registered with (3)

→ B••••••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ M••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 1, 2025 to Jun 13, 2025factForm ADV
→ W••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2023 to Mar 28, 2025factForm ADV

Dated events

Occurred
Jun 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f4f5691-931f-625a-f259-ee0b465e69e4
First observed: Jul 27, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.