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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PRESCOTT, AZ | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 21, 2023 | n/a | yes | PRESCOTT, AZ|PLYMOUTH, MN | Current employment |
| ATLAS PRIVATE WEALTH MANAGEMENT, LLC | Former SEC adviser | Sep 29, 2021 | Nov 5, 2021 | no | Prescott Valley, AZ|ALBANY, NY | Previous registration |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Jun 22, 2016 | Nov 29, 2016 | no | Prescott, AZ | Previous registration |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Dec 12, 2013 | Apr 27, 2016 | no | SCOTTSDALE, AZ | Previous registration |
| SIMPLIFINANCIAL, INC. | n/a | Jun 26, 2007 | Aug 14, 2014 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ATLAS PRIVATE WEALTH MANAGEMENT, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 5, 2021 | Nov 21, 2023 | 746 | Firm change after gap | RIA to RIA |
| BROOKSTONE WEALTH ADVISORS, LLC | ATLAS PRIVATE WEALTH MANAGEMENT, LLC | Nov 29, 2016 | Sep 29, 2021 | 1,765 | Firm change after gap | Other |
| SIMPLIFINANCIAL, INC. | BROOKSTONE WEALTH ADVISORS, LLC | Aug 14, 2014 | Dec 12, 2013 | -245 | Firm change after gap | Other |