DFX Intelligence

F••••• B••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

F••••• B••••• N••••

Advisor at S•••••••• W•••••• L••

Boca Raton, FL | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:4f5aa33a-58d7-6ee8-0947-5180841db857

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	Nov 20, 2024	n/a	yes	Boca Raton, FL\|LOS ANGELES, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 28, 2017	Nov 18, 2024	no	WEST PALM BEACH, FL\|PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••••• W•••••• L••	Nov 18, 2024	Nov 20, 2024	2	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
Nov 20, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 28, 2017 to Nov 18, 2024factForm ADV

Dated events

Occurred
Nov 18, 2024
Advisor changed firm
F••••• B••••• N•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S•••••••• W•••••• L•• (registered 2024-11-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f5aa33a-58d7-6ee8-0947-5180841db857
First observed: Nov 28, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.