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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

Tom Noonan

Advisor at WELLS FARGO ADVISORS

SPRINGFIELD, IL

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Search this name across graphsid dfx:ria:4f5e10a5-43db-bf4a-1d71-52eb2d971617

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jun 19, 1987
First registration: Feb 18, 2004
Dual registered: yes, broker-dealer
Other names: THOMAS ANDREW NOONAN
IAPD individual key: 1313087

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Nov 8, 2025	n/a	yes	SPRINGFIELD, IL	Current employment
EDWARD JONES	National bd RIA	Nov 30, 2018	Nov 10, 2025	no	SPRINGFIELD, IL\|SPRINGFIELD, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	May 17, 2018	no	SPRINGFIELD, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 16, 2009	no	SPRINGFIELD, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 2, 2004	Jun 1, 2009	no	SPRINGFIELD, IL\|SPRINGFIELD, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 18, 2004	Dec 3, 2004	no	SPRINGFIELD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	WELLS FARGO ADVISORS	Nov 10, 2025	Nov 8, 2025	-2	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	May 17, 2018	Nov 30, 2018	197	Firm change	Wirehouse to ibd
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 16, 2009	Oct 23, 2009	-24	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	CITIGROUP GLOBAL MARKETS INC.	Dec 3, 2004	Dec 2, 2004	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:250:IL:2018-05-07	May 17, 2018	Nov 30, 2018	SPRINGFIELD, IL	Firm change

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Nov 8, 2025 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 30, 2018 to Nov 10, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to May 17, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 16, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 2, 2004 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 18, 2004 to Dec 3, 2004factForm ADV

Dated events

Occurred
Nov 10, 2025
Advisor changed firm
Tom Noonan left Edward Jones for Wells Fargo Advisors (registered 2025-11-08)
Form ADVobserved 4 days ago