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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Theresa Timmerman

Advisor at VANDERBILT ADVISORY SERVICES

North Reading, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f63bfef-d652-80b7-c8e1-624a63ef58b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANDERBILT ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Feb 21, 2006
First registration: Jul 19, 2013
Dual registered: yes, broker-dealer
Other names: Terry Timmerman|THERESA ANN TIMMERMAN
IAPD individual key: 5085646

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	Jul 5, 2017	n/a	yes	North Reading, MA	Current employment
FINANCIAL WEST GROUP	Former SEC adviser	Jan 26, 2016	Jul 6, 2017	no	NORTH READING, MA\|Newmarket, NH	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Nov 20, 2013	Nov 13, 2015	no	MERIDEN, CT\|MERIDEN, CT\|Manchester, NH	Previous registration
HARVEST CAPITAL ADVISORS, LLC	n/a	Jul 19, 2013	Nov 20, 2013	no	MANCHESTER, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL WEST GROUP	VANDERBILT ADVISORY SERVICES	Jul 6, 2017	Jul 5, 2017	-1	Firm change	Other
OSAIC INSTITUTIONS, INC.	FINANCIAL WEST GROUP	Nov 13, 2015	Jan 26, 2016	74	Firm change	Other
HARVEST CAPITAL ADVISORS, LLC	OSAIC INSTITUTIONS, INC.	Nov 20, 2013	Nov 20, 2013	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16668:116537:NH:2017-07-06	Jul 6, 2017	Jul 5, 2017	NEWMARKET, NH	Firm change

Relationships

Registered with (4)

→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: current employment
Jul 5, 2017 to presentfactForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Jan 26, 2016 to Jul 6, 2017factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Nov 20, 2013 to Nov 13, 2015factForm ADV
→ HARVEST CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 19, 2013 to Nov 20, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f63bfef-d652-80b7-c8e1-624a63ef58b4
First observed: Jul 19, 2013
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Theresa Timmerman

Advisor at VANDERBILT ADVISORY SERVICES

North Reading, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f63bfef-d652-80b7-c8e1-624a63ef58b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

VANDERBILT ADVISORY SERVICES

Bd affiliated wealth

Jul 5, 2017

n/a

yes

North Reading, MA

Current employment

FINANCIAL WEST GROUP

Former SEC adviser

Jan 26, 2016

Jul 6, 2017

NORTH READING, MA|Newmarket, NH

Previous registration

OSAIC INSTITUTIONS, INC.

Bd affiliated wealth

Nov 20, 2013

Nov 13, 2015

MERIDEN, CT|MERIDEN, CT|Manchester, NH

Previous registration

HARVEST CAPITAL ADVISORS, LLC

n/a

Jul 19, 2013

Nov 20, 2013

MANCHESTER, NH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FINANCIAL WEST GROUP

VANDERBILT ADVISORY SERVICES

Jul 6, 2017

Jul 5, 2017

-1

Firm change

Other

OSAIC INSTITUTIONS, INC.

FINANCIAL WEST GROUP

Nov 13, 2015

Jan 26, 2016

Firm change

Other

HARVEST CAPITAL ADVISORS, LLC

OSAIC INSTITUTIONS, INC.

Nov 20, 2013

Firm change

Other

Team

Left

Joined

From

Kind

16668:116537:NH:2017-07-06

Jul 6, 2017

Jul 5, 2017

NEWMARKET, NH

Firm change