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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
DANVILLE, CA | ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Jun 12, 2026 | n/a | yes | DANVILLE, CA|ORLANDO, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 15, 2025 | Jun 9, 2026 | no | CASTRO VALLEY, CA|SAN RAMON, CA|DANVILLE, CA|FREMONT, CA|BERKELEY, CA|SAN LEANDRO, CA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Nov 6, 2008 | May 15, 2025 | no | CASTRO VALLEY, CA|HAYWARD, CA|SAN LEANDRO, CA|FREMONT, CA|DANVILLE, CA|DUBLIN, CA|San Leandro, CA|San Ramon, CA|Hayward, CA|Hayward, CA|BERKELEY, CA|San Leandro, CA|BERKELEY, CA | Previous registration |
| COUNTRYWIDE INVESTMENT SERVICES, INC. | n/a | Jan 31, 2008 | Sep 3, 2008 | no | DANVILLE, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Sep 25, 2006 | Apr 12, 2007 | no | SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 16, 2005 | Nov 1, 2005 | no | OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Jun 9, 2026 | Jun 12, 2026 | 3 | Firm change | Ibd to ibd |
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | May 15, 2025 | May 15, 2025 | 0 | Bulk transfer | Ibd to ibd |
| COUNTRYWIDE INVESTMENT SERVICES, INC. | CUSO FINANCIAL SERVICES, L.P. | Sep 3, 2008 | Nov 6, 2008 | 64 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | COUNTRYWIDE INVESTMENT SERVICES, INC. | Apr 12, 2007 | Jan 31, 2008 | 294 | Firm change | Other |
| MORGAN STANLEY DW INC. | CITICORP INVESTMENT SERVICES | Nov 1, 2005 | Sep 25, 2006 | 328 | Firm change | Other |