RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••••• P••••
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated currentsince Jun 12, 2026 · Danville, Ca
- L•• F•••••••• L•• BD affiliatedMay 15, 2025 to Jun 9, 2026 · Castro Valley, Ca
- C••• F•••••••• S•••••••• L••• formerNov 6, 2008 to May 15, 2025 · Castro Valley, Ca
- C••••••••• I••••••••• S•••••••• I••• unclassifiedJan 31, 2008 to Sep 3, 2008 · Danville, Ca
- C••••••• I••••••••• S••••••• unclassifiedSep 25, 2006 to Apr 12, 2007 · San Francisco, Ca
- M••••• S•••••• D• I••• unclassifiedMar 16, 2005 to Nov 1, 2005 · Oakland, Ca
- L•• F•••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••left Jun 9, 2026, registered Jun 12, 2026 (3 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- C••••••••• I••••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Sep 3, 2008, registered Nov 6, 2008 (64 days) · Other
- C••••••• I••••••••• S••••••• to C••••••••• I••••••••• S•••••••• I•••left Apr 12, 2007, registered Jan 31, 2008 (294 days) · Other
- M••••• S•••••• D• I••• to C••••••• I••••••••• S•••••••left Nov 1, 2005, registered Sep 25, 2006 (328 days) · Other
- E••••••• P•••• left L•• F•••••••• L•• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2026-06-12)Jun 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address