DFX Intelligence

C•••••• L••• V•• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

C•••••• L••• V•• R•••

Advisor at W•••• R•••• I•••••••••

Cripple Creek, CO | Austin, TX

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Search this name across graphsid dfx:ria:4f92aa4c-b733-050a-0fe8-342a00e24a57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• R•••• I•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• R•••• I•••••••••	State registered	Sep 19, 2021	n/a	yes	Cripple Creek, CO\|Austin, TX	Current employment
U••• C•••••• W••••• A•••••••• L••	Bd affiliated wealth	Feb 5, 2018	Oct 4, 2021	no	HOUSTON, TX\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	W•••• R•••• I•••••••••	Oct 4, 2021	Sep 19, 2021	-15	Firm change	Ibd to state RIA
R•••••• J•••• • A••••••••• I•••	U••• C•••••• W••••• A•••••••• L••	Feb 5, 2018	Feb 5, 2018

Relationships

Registered with (4)

→ W•••• R•••• I•••••••••Registered adviserregistration: current employment
Sep 19, 2021 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 5, 2018 to Oct 4, 2021factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2011 to Feb 5, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f92aa4c-b733-050a-0fe8-342a00e24a57
First observed: Jun 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.