DFX Intelligence

H••••••• E••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

H••••••• E••• L••

Advisor at M••••• S••••••

Brea, CA

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Search this name across graphsid dfx:ria:4fb21bd5-5123-719d-a7d7-44cc94832fa3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 24, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 9, 2021	n/a	yes	Brea, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 9, 2008	Jul 15, 2021	no	EL SEGUNDO, CA\|SEAL BEACH, CA\|HUNTINGTON BEACH, CA\|LOS ANGELES, CA\|SEAL BEACH, CA\|IRVINE, CA\|NEWPORT BEACH, CA\|GARDEN GROVE, CA\|IRVINE, CA\|IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Jul 15, 2021	Jul 9, 2021	-6	Firm change	Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Dec 8, 2008	Dec 9, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:CA:2021-07-08	Jul 15, 2021	Jul 9, 2021	IRVINE, CA	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 9, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 9, 2008 to Jul 15, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 10, 2000 to Dec 8, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4fb21bd5-5123-719d-a7d7-44cc94832fa3
First observed: May 10, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.