DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner31 years in industry

KYLE FRANCIS QUINN

Advisor at MARINER

OVERLAND PARK, KS | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4fc0e076-9e96-aef1-5086-00f813fab668

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 8, 1995
First registration: Aug 30, 2001
Dual registered: no
IAPD individual key: 2584135

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Jan 10, 2011	n/a	yes	OVERLAND PARK, KS\|SAN DIEGO, CA	Current employment
CBIZ WEALTH MANAGEMENT, LLC	n/a	May 24, 2010	May 26, 2011	no	CLEVELAND, OH	Previous registration
CBIZ RETIREMENT PLAN ADVISORY SERVICES	Institutional manager	Jun 4, 2009	May 27, 2011	no	LOS ANGELES, CA	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Aug 23, 2004	May 12, 2006	no	LONG BEACH, CA	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Dec 16, 2002	Aug 6, 2004	no	INDIANAPOLIS, IN	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Aug 30, 2001	Nov 25, 2002	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CBIZ RETIREMENT PLAN ADVISORY SERVICES	CBIZ WEALTH MANAGEMENT, LLC	May 27, 2011	May 24, 2010	-368	Firm change after gap	Other
CBIZ WEALTH MANAGEMENT, LLC	Mariner	May 26, 2011	Jan 10, 2011	-136	Firm change after gap	Other
TOWER SQUARE SECURITIES, INC.	CBIZ RETIREMENT PLAN ADVISORY SERVICES	May 12, 2006	Jun 4, 2009	1,119	Firm change after gap	Other
ONEAMERICA SECURITIES, INC.	TOWER SQUARE SECURITIES, INC.	Aug 6, 2004	Aug 23, 2004	17	Firm change	Other
1ST GLOBAL ADVISORS INC	ONEAMERICA SECURITIES, INC.	Nov 25, 2002	Dec 16, 2002	21	Firm change	Other

Relationships

Registered with (6)

→ MARINERRegistered adviserregistration: current employment
Jan 10, 2011 to presentfactForm ADV
→ CBIZ RETIREMENT PLAN ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 4, 2009 to May 27, 2011factForm ADV
→ CBIZ WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 24, 2010 to May 26, 2011factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Aug 23, 2004 to May 12, 2006factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Dec 16, 2002 to Aug 6, 2004factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Aug 30, 2001 to Nov 25, 2002factForm ADV

Dated events

No dated event names this entity yet.