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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Punta Gorda, FL | ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Jan 30, 2026 | n/a | yes | ORLANDO, FL|Punta Gorda, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 15, 2023 | May 25, 2023 | no | PUNTA GORDA, FL|Punta Gorda, FL|SAN DIEGO, CA | Previous registration |
| PRIMERICA ADVISORS | National bd RIA | Jul 18, 2011 | Jan 27, 2023 | no | PUNTA GORDA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | May 25, 2023 | Jan 30, 2026 | 981 | Firm change after gap | Ibd to ibd |
| PRIMERICA ADVISORS | LPL FINANCIAL LLC | Jan 27, 2023 | Feb 15, 2023 | 19 | Firm change | Ibd to RIA |