RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• Y• G••••
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated currentsince Jan 30, 2026 · Orlando, Fl
- L•• F•••••••• L•• BD affiliatedFeb 15, 2023 to May 25, 2023 · Punta Gorda, Fl
- P•••••••• A••••••• national BDJul 18, 2011 to Jan 27, 2023 · Punta Gorda, Fl
- L•• F•••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••left May 25, 2023, registered Jan 30, 2026 (981 days) · Affiliated broker-dealer or bank to another
- P•••••••• A••••••• to L•• F•••••••• L••left Jan 27, 2023, registered Feb 15, 2023 (19 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• Y• G•••• left L•• F•••••••• L•• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2026-01-30)May 25, 2023 · Advisor changed firm · fact
- J••••• Y• G•••• left P•••••••• A••••••• for L•• F•••••••• L•• (registered 2023-02-15)Jan 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address