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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DAVID LUNG

Advisor at MORGAN STANLEY

Irvine, CA

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Search this name across graphsid dfx:ria:4fdfcaf7-e5d9-bce7-c550-cd2b0506d5e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 7, 2004
First registration: Nov 1, 2004
Dual registered: yes, broker-dealer
Other names: CHUN HAN LUNG
IAPD individual key: 4833271

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jul 22, 2022	n/a	yes	Irvine, CA	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 28, 2019	Aug 3, 2022	no	NEWPORT BEACH, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	May 29, 2019	no	IRVINE, CA\|MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 3, 2008	Jan 3, 2011	no	NEWPORT BEACH, CA\|LAS VEGAS, NV	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Mar 30, 2007	Aug 18, 2008	no	LAS VEGAS, NV\|CHARLOTTE, NC	Previous registration
COLONIAL ASSET MANAGEMENT INC	n/a	Sep 19, 2006	Aug 18, 2008	no	LAS VEGAS, NV\|MONTGOMERY, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 4, 2005	Aug 7, 2006	no	CITY OF INDUSTRY, CA\|PASADENA, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 1, 2004	Oct 25, 2005	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	MORGAN STANLEY	Aug 3, 2022	Jul 22, 2022	-12	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	May 29, 2019	May 28, 2019	-1	Firm change	Wirehouse to ibd
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	WELLS FARGO INVESTMENTS, LLC	Aug 18, 2008	Sep 3, 2008	16	Firm change	Other
COLONIAL ASSET MANAGEMENT INC	UVEST FINANCIAL SERVICES GROUP, INC.	Aug 18, 2008	Mar 30, 2007	-507	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	COLONIAL ASSET MANAGEMENT INC	Aug 7, 2006	Sep 19, 2006	43	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 25, 2005	Oct 4, 2005	-21	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:149777:CA:2022-08-03	Aug 3, 2022	Jul 22, 2022	NEWPORT BEACH, CA	Firm change

Relationships

Registered with (8)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jul 22, 2022 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 28, 2019 to Aug 3, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to May 29, 2019factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 3, 2008 to Jan 3, 2011factForm ADV
→ COLONIAL ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Sep 19, 2006 to Aug 18, 2008factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Mar 30, 2007 to Aug 18, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 4, 2005 to Aug 7, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 1, 2004 to Oct 25, 2005factForm ADV

Dated events

Occurred
Aug 3, 2022
Advisor changed firm
David Lung left Raymond James & Associates, Inc. for Morgan Stanley (registered 2022-07-22)
Form ADVobserved 4 days ago