DFX Intelligence

C•••••••• P• Y• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)39 years in industry

C•••••••• P• Y• T•••••••

Advisor at W••••••••• F•••••••• A••••••• C•••

••• Locked

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Search this name across graphsid dfx:ria:4ff12979-f0c4-280b-4287-7ba69f58b0d1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1987 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• F•••••••• A••••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• F••••••••• I•••	Independent wealth	Aug 11, 2004	n/a	yes	DAYTON, OH\|DAYTON, OH	Current employment
W••••••••• F•••••••• A••••••• C•••	Independent wealth	Jan 22, 2003	n/a	yes	Dayton, OH\|BEAVERCREEK, OH	Current employment

Relationships

Registered with (2)

→ T•••• F••••••••• I•••Registered adviserregistration: current employment
Aug 11, 2004 to presentfactForm ADV
→ W••••••••• F•••••••• A••••••• C•••Registered adviserregistration: current employment
Jan 22, 2003 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ff12979-f0c4-280b-4287-7ba69f58b0d1
First observed: Jan 1, 1987
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.