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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WESTMINSTER FINANCIAL ADVISORY CORP

CRD 110283

BEAVERCREEK, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3b50e4f-6549-84cf-d79d-c34998b70a8f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 81
Dated events: 10
On other graphs: 0
Observed: Jan 4, 2012 to Mar 30, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=41.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 40
RAUM per advisor: $34.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 43
Advisory employees: 41
Offices: 20Schedule D 1.F, beyond the principal office
Accounts: 3,337
Individual clients: 1,629
High net worth clients: 306
Custody, client assets: $9.3M
SEC number: 801-29690
CRD: 110283
Filings on the tape: 38
First filed: Jan 4, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, OH
Website: westminsterfinanical.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 40

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES ANDREW BARONIAN	n/a	West Hartford, CT	23	39	n/a	yes
VIVIENNE KAY NOUFER	n/a	BEAVERCREEK, OH	23	40	n/a	yes
CHRISTINE P Y TENBARGE	Certified Financial Planner\|Chartered Financial Consultant	BEAVERCREEK, OH \| Dayton, OH \| DAYTON, OH	23	39	n/a	yes
LAWRENCE MILES BRAZIE	n/a	BEAVERCREEK, OH	23	39	n/a	yes
DREW ALAN BRAZIE	Chartered Financial Consultant	BEAVERCREEK, OH \| DAYTON, OH	23	40	n/a	yes
CLIFFORD EARLE MARSTILLER	Certified Financial Planner	ELKINS, WV	22	41	n/a	yes
EDWARD SALVATORE REGISTRATO	n/a	BEAVERCREEK, OH \| Sun City, AZ	19	48	n/a	yes
ERICA DENISE MELISSA	n/a	Sun City, AZ	18	32	n/a	yes
JOHANN NANAYAKKARA	n/a	BEAVERCREEK, OH \| Sarasota, FL	17	46	1	yes
MICHAEL WILLIAM SUHAY	n/a	AVON, OH	16	22	1	yes
ROBERT JOSEPH CARON	n/a	ANDOVER, MA \| BEAVERCREEK, OH	16	23	3	yes
LOUIS JAMES ZONE	n/a	HUDSON, FL \| BEAVERCREEK, OH	16	41	2	yes
DONALD DAVID BOUCHER	n/a	Osprey, FL \| BEAVERCREEK, OH	15	30	2	yes
KIRK WILSON STAGER	n/a	BEAVERCREEK, OH	13	30	n/a	yes
STEVEN JEFFREY SIPNIEWSKI	Certified Financial Planner	BEAVERCREEK, OH	12	13	1	yes
PETER CHARLES BITTERMANN	n/a	Onalask, WI \| BEAVERCREEK, OH	12	26	1	yes
JESSICA MARIE TRUNCK	n/a	BEAVERCREEK, OH	12	23	1	yes
RYAN D RABOLD	n/a	BEAVERCREEK, OH	11	13	n/a	yes
MORGAN PHILLIP BRAZIE	n/a	BEAVERCREEK, OH	11	13	n/a	yes
KENNETH DAVID WARNICK	n/a	BEAVERCREEK, OH	11	40	1	yes
PAUL PHILIP STONGE	Chartered Financial Consultant	BONITA SPRINGS, FL \| BEAVERCREEK, OH	10	45	3	yes
STUART CHARLES BRAZIE	Certified Financial Planner\|Chartered Financial Consultant	BEAVERCREEK, OH	9	33	3	yes
EDWARD REED LAUGHLIN	n/a	Miami, FL \| BEAVERCREEK, OH	9	15	2	yes
JESSICA LYNN DAVIS	Certified Financial Planner	DAYTON, OH \| Dayton, OH \| BEAVERCREEK, OH	9	12	n/a	yes
BRADLEY RAY SMITH	n/a	Franklin, TN \| SPRING HILL, TN \| BEAVERCREEK, OH	9	20	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRAZIE, LAWRENCE, MILES	Ceo	Na	yes	11/2001	Mar 30, 2026	Mar 30, 2026
BRAZIE, MORGAN, PHILLIP	President	Na	yes	04/2021	Mar 30, 2026	Mar 30, 2026
TRUNCK, JESSICA, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	08/2014	Mar 30, 2026	Mar 30, 2026
WESTMINSTER FINANCIAL COMPANIES,	Holding	E	yes	01/1998	Mar 30, 2026	Mar 30, 2026
BRAZIE, LAWRENCE, MILES	SHAREHOLDER/CEO	E	yes	01/1998	Jan 4, 2012	May 30, 2024
WESTMINSTER FINANCIAL COMPANIES, INC.	HOLDING COMPANY	E	yes	01/1998	Jan 4, 2012	May 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WESTMINSTER FINANCIAL AGENCIES, INC.	n/a	n/a	n/a	N	yes	n/a
WESTMINSTER FINANCIAL SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SUN CITY	Az	United States	2	no
WEST HARTFORD	Ct	United States	2	no
Annapolis	Md	United States	2	no
Dayton	Oh	United States	2	no
Franklin	Tn	United States	2	no
Elkins	Wv	United States	2	no
Brookfield	Ct	United States	1	no
Miami	FL	United States	1	no
Andover	Ma	United States	1	no
Portsmouth	Nh	United States	1	no
EAST GREENWICH	Ri	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.4B	$1.4B	43	41	20	n/a	n/a
2024	Mar 28, 2025	$1.2B	$1.2B	46	46	21	n/a	n/a
2023	Mar 28, 2024	$920M	$920M	40	40	12	n/a	n/a
2022	Mar 30, 2023	$748M	$748M	35	35	12	n/a	n/a
2021	Mar 30, 2022	$836M	$836M	35	35	12	n/a	n/a
2020	Mar 26, 2021	$652M	$652M	35	35	13	n/a	n/a
2019	Mar 13, 2020	$535M	$535M	35	35	13	n/a	n/a
2018	Mar 26, 2019	$371M	$371M	35	15	11	n/a	n/a
2017	Mar 23, 2018	$427M	$427M	35	15	11	n/a	n/a
2016	Mar 29, 2017	$294M	$294M	35	15	n/a	n/a	n/a
2015	Mar 7, 2016	$171M	$171M	35	15	n/a	n/a	n/a
2014	Mar 31, 2015	$180M	$180M	35	15	n/a	n/a	n/a
2013	Mar 28, 2014	$156M	$156M	35	15	n/a	n/a	n/a
2012	Mar 28, 2013	$143M	$143M	25	10	n/a	n/a	n/a
2011	Mar 30, 2012	$136M	$136M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	3	-2	7.5%	1	2	0	6	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.2B	11.2%	$748M	22.1%	43	46	20	21

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ROYAL OAK FINANCIAL ADVISORS, LLC	2	Jul 20, 2026	Jul 13, 2026	WESTLAKE, OH	Team lift out	RIA to RIA	4.9%

Relationships

showing 80 of 81

Registered with (69)

← Horacio John WoolcottAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← Alexandra Lauren MorrisonAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← Kyle Eric CookAdvisorregistration: current employment
Jan 31, 2025 to presentfactForm ADV
← Damyon Lee JuntunenAdvisorregistration: current employment
Jan 6, 2025 to presentfactForm ADV
← WILLIAM WARREN CROZIERAdvisorregistration: current employment
Aug 27, 2024 to presentfactForm ADV
← Moustapha MounahAdvisorregistration: current employment
Mar 1, 2024 to presentfactForm ADV
← Grant Patrick Samuel FrancisAdvisorregistration: current employment
Sep 15, 2022 to presentfactForm ADV
← Collin Reed BrazieAdvisorregistration: current employment
Apr 29, 2021 to presentfactForm ADV
← VORAS KERNS HAYNESAdvisorregistration: previous registration
Jun 29, 2004 to Dec 31, 2018factForm ADV
← SOPHIE HELENEKAdvisorregistration: current employment
Aug 21, 2020 to presentfactForm ADV
← BRENDA LYNNE LARKINAdvisorregistration: current employment
Feb 22, 2019 to presentfactForm ADV
← JOHN LANE OBRIENAdvisorregistration: current employment
Sep 17, 2018 to presentfactForm ADV
← PAUL ALAN BRAZIEAdvisorregistration: previous registration
May 21, 2010 to Dec 31, 2011factForm ADV
← THOMAS FRANCIS LABRIEAdvisorregistration: current employment
Jul 17, 2018 to presentfactForm ADV
← Benjamin Patrick WyndAdvisorregistration: current employment
Sep 13, 2017 to presentfactForm ADV
← BRADLEY RAY SMITHAdvisorregistration: current employment
Sep 7, 2017 to presentfactForm ADV
← JESSICA LYNN DAVISAdvisorregistration: current employment
May 24, 2017 to presentfactForm ADV
← EDWARD REED LAUGHLINAdvisorregistration: current employment
May 15, 2017 to presentfactForm ADV
← STUART CHARLES BRAZIEAdvisorregistration: current employment
Jan 3, 2017 to presentfactForm ADV
← PAUL PHILIP STONGEAdvisorregistration: current employment
May 5, 2016 to presentfactForm ADV
← KENNETH DAVID WARNICKAdvisorregistration: previous registration
Oct 26, 2009 to Apr 24, 2014factForm ADV
← RYAN D RABOLDAdvisorregistration: current employment
Jun 17, 2015 to presentfactForm ADV
← MORGAN PHILLIP BRAZIEAdvisorregistration: current employment
Jun 17, 2015 to presentfactForm ADV
← JESSICA MARIE TRUNCKAdvisorregistration: current employment
Sep 2, 2014 to presentfactForm ADV
← PETER CHARLES BITTERMANNAdvisorregistration: current employment
Jan 23, 2014 to presentfactForm ADV
← STEVEN JEFFREY SIPNIEWSKIAdvisorregistration: current employment
Nov 26, 2013 to presentfactForm ADV
← KIRK WILSON STAGERAdvisorregistration: current employment
Sep 10, 2013 to presentfactForm ADV
← DONALD DAVID BOUCHERAdvisorregistration: current employment
Sep 29, 2010 to presentfactForm ADV
← LOUIS JAMES ZONEAdvisorregistration: current employment
Aug 20, 2010 to presentfactForm ADV
← ROBERT JOSEPH CARONAdvisorregistration: current employment
Mar 1, 2010 to presentfactForm ADV
and 39 more

Moved with (3)

→ ROYAL OAK FINANCIAL ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jul 20, 2026 to Jul 13, 2026factForm ADV
← STIFEL INDEPENDENT ADVISORS, LLCRegistered adviser2 advisors, team lift out
Jan 17, 2024 to Jan 10, 2024factForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Oct 22, 2021 to Oct 20, 2021factForm ADV

Controls (3)

← TRUNCK, JESSICA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 15, 2014 to May 30, 2024factForm ADV
← BRAZIE, LAWRENCE, MILESOwnerSHAREHOLDER/CEO, ownership code E, individual
Jan 4, 2012 to May 30, 2024factForm ADV
← WESTMINSTER FINANCIAL COMPANIES, INC.OwnerHOLDING COMPANY, ownership code E, domestic entity
Jan 4, 2012 to May 30, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 20, 2026
Team lift-out
2 advisors left Westminster Financial Advisory Corp (Westlake, OH) for Royal Oak Financial Advisors, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 20, 2026
Advisor changed firm
Ryan Elliot Shoop left Westminster Financial Advisory Corp for Royal Oak Financial Advisors, Llc (registered 2026-07-13)
Form ADVobserved 5 days ago
Occurred
Jul 20, 2026
Advisor changed firm
Hans Thomas Gappy left Westminster Financial Advisory Corp for Royal Oak Financial Advisors, Llc (registered 2026-07-13)
Form ADVobserved 5 days ago
Occurred
Apr 27, 2026
Advisor changed firm
Sarah Ann Terrell left Westminster Financial Advisory Corp for Spc (registered 2026-06-08)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2025
Regulatory AUM changed
Westminster Financial Advisory Corp reported RAUM $1.2B, up 33% from $920.3M (2024-05-30 to 2025-03-28)
Form ADVobserved 5 days ago
$305M
Occurred
Mar 30, 2022
Regulatory AUM changed
Westminster Financial Advisory Corp reported RAUM $836.3M, up 28% from $652.3M (2022-02-07 to 2022-03-30)
Form ADVobserved 5 days ago
$184M
Occurred
Mar 13, 2020
Regulatory AUM changed
Westminster Financial Advisory Corp reported RAUM $534.6M, up 44% from $371.1M (2019-06-07 to 2020-03-13)
Form ADVobserved 5 days ago
$163M
Occurred
Mar 23, 2018
Regulatory AUM changed
Westminster Financial Advisory Corp reported RAUM $426.6M, up 45% from $294.4M (2017-05-16 to 2018-03-23)
Form ADVobserved 5 days ago
$132M

Show 2 bookkeeping events

Occurred
Mar 28, 2025
Westminster Financial Advisory Corp reported 21 offices beyond its principal office, up from 12 (2024-05-30 to 2025-03-28)
Occurred
Mar 28, 2024
Westminster Financial Advisory Corp reported 40 state-registered advisory representatives, up from 30 (2023-08-21 to 2024-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3b50e4f-6549-84cf-d79d-c34998b70a8f
First observed: Jan 4, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTMINSTER FINANCIAL ADVISORY CORP

CRD 110283

BEAVERCREEK, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3b50e4f-6549-84cf-d79d-c34998b70a8f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES ANDREW BARONIAN

n/a

West Hartford, CT

n/a

yes

VIVIENNE KAY NOUFER

n/a

BEAVERCREEK, OH

n/a

yes

CHRISTINE P Y TENBARGE

Certified Financial Planner|Chartered Financial Consultant

BEAVERCREEK, OH | Dayton, OH | DAYTON, OH

n/a

yes

LAWRENCE MILES BRAZIE

n/a

BEAVERCREEK, OH

n/a

yes

DREW ALAN BRAZIE

Chartered Financial Consultant

BEAVERCREEK, OH | DAYTON, OH

n/a

yes

CLIFFORD EARLE MARSTILLER

Certified Financial Planner

ELKINS, WV

n/a

yes

EDWARD SALVATORE REGISTRATO

n/a

BEAVERCREEK, OH | Sun City, AZ

n/a

yes

ERICA DENISE MELISSA

n/a

Sun City, AZ

n/a

yes

JOHANN NANAYAKKARA

n/a

BEAVERCREEK, OH | Sarasota, FL

yes

MICHAEL WILLIAM SUHAY

n/a

AVON, OH

yes

ROBERT JOSEPH CARON

n/a

ANDOVER, MA | BEAVERCREEK, OH

yes

LOUIS JAMES ZONE

n/a

HUDSON, FL | BEAVERCREEK, OH

yes

DONALD DAVID BOUCHER

n/a

Osprey, FL | BEAVERCREEK, OH

yes

KIRK WILSON STAGER

n/a

BEAVERCREEK, OH

n/a

yes

STEVEN JEFFREY SIPNIEWSKI

Certified Financial Planner

BEAVERCREEK, OH

yes

PETER CHARLES BITTERMANN

n/a

Onalask, WI | BEAVERCREEK, OH

yes

JESSICA MARIE TRUNCK

n/a

BEAVERCREEK, OH

yes

RYAN D RABOLD

n/a

BEAVERCREEK, OH

n/a

yes

MORGAN PHILLIP BRAZIE

n/a

BEAVERCREEK, OH

n/a

yes

KENNETH DAVID WARNICK

n/a

BEAVERCREEK, OH

yes

PAUL PHILIP STONGE

Chartered Financial Consultant

BONITA SPRINGS, FL | BEAVERCREEK, OH

yes

STUART CHARLES BRAZIE

Certified Financial Planner|Chartered Financial Consultant

BEAVERCREEK, OH

yes

EDWARD REED LAUGHLIN

n/a

Miami, FL | BEAVERCREEK, OH

yes

JESSICA LYNN DAVIS

Certified Financial Planner

DAYTON, OH | Dayton, OH | BEAVERCREEK, OH

n/a

yes

BRADLEY RAY SMITH

n/a

Franklin, TN | SPRING HILL, TN | BEAVERCREEK, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRAZIE, LAWRENCE, MILES

Ceo

yes

11/2001

Mar 30, 2026

BRAZIE, MORGAN, PHILLIP

President

yes

04/2021

Mar 30, 2026

TRUNCK, JESSICA, MARIE

CHIEF COMPLIANCE OFFICER

yes

08/2014

Mar 30, 2026

WESTMINSTER FINANCIAL COMPANIES,

Holding

yes

01/1998

Mar 30, 2026

BRAZIE, LAWRENCE, MILES

SHAREHOLDER/CEO

yes

01/1998

Jan 4, 2012

May 30, 2024

WESTMINSTER FINANCIAL COMPANIES, INC.

HOLDING COMPANY

yes

01/1998

Jan 4, 2012

May 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WESTMINSTER FINANCIAL AGENCIES, INC.

n/a

yes

n/a

WESTMINSTER FINANCIAL SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SUN CITY

United States

WEST HARTFORD

United States

Annapolis

United States

Dayton

United States

Franklin

United States

Elkins

United States

Brookfield

United States

Miami

United States

Andover

United States

Portsmouth

United States

EAST GREENWICH

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.4B

n/a

2024

Mar 28, 2025

$1.2B

n/a

2023

Mar 28, 2024

$920M

n/a

2022

Mar 30, 2023

$748M

n/a

2021

Mar 30, 2022

$836M

n/a

2020

Mar 26, 2021

$652M

n/a

2019

Mar 13, 2020

$535M

n/a

2018

Mar 26, 2019

$371M

n/a

2017

Mar 23, 2018

$427M

n/a

2016

Mar 29, 2017

$294M

n/a

2015

Mar 7, 2016

$171M

n/a

2014

Mar 31, 2015

$180M

n/a

2013

Mar 28, 2014

$156M

n/a

2012

Mar 28, 2013

$143M

n/a

2011

Mar 30, 2012

$136M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

7.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.2B

11.2%

$748M

22.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ROYAL OAK FINANCIAL ADVISORS, LLC

Jul 20, 2026

Jul 13, 2026

WESTLAKE, OH

Team lift out

RIA to RIA

4.9%