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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Jessica Anne Holloway

Advisor at LPL FINANCIAL LLC

FORT MILL, SC

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Search this name across graphsid dfx:ria:4ff90bb8-a420-5587-38c4-681b06eee790

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 11, 2005
First registration: Aug 11, 2005
Dual registered: yes, broker-dealer
Other names: JESSICA ANNE JOHNSON|JESSICA JOHNSON|JESSICA ANNE JOHNSON|JESSICA A JOHNSON|JESSICA A HOLLOWAY
IAPD individual key: 4966016

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 15, 2017	n/a	yes	FORT MILL, SC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 28, 2013	Feb 3, 2017	no	CHARLOTTE, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 24, 2008	Sep 3, 2013	no	CHARLOTTE, NC\|WEEHAWKEN, NJ\|CHARLOTTE, NC\|WEEHAWKEN, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 24, 2007	Jul 31, 2008	no	INDIANAPOLIS, IN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 11, 2005	Sep 6, 2007	no	CARMEL, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Feb 3, 2017	Feb 15, 2017	12	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 3, 2013	Aug 28, 2013	-6	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	UBS FINANCIAL SERVICES INC.	Jul 31, 2008	Sep 24, 2008	55	Firm change	Other
EQUITABLE ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Sep 6, 2007	Oct 24, 2007	48	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 15, 2017 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 28, 2013 to Feb 3, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 24, 2008 to Sep 3, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 24, 2007 to Jul 31, 2008factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 11, 2005 to Sep 6, 2007factForm ADV

Dated events

No dated event names this entity yet.