DFX Intelligence

P•••••• S••••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

P•••••• S••••• C••••••• L•

CRD 312203

MENLO PARK, CA

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Search this name across graphsid dfx:ria:4fff3008-937f-6aff-4d87-234946742bc5

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 33
On other graphs: 3
Observed: Feb 10, 2021 to May 26, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• S••••• C••••••• L•

Private equity manager · cited, shared crd

Independent Sponsorsidentity

P•••••• S••••• C••••••• L•

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

P•••••• S••••• C••••••• L•

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $18B••• Locked
Discretionary RAUM: $18B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 97

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
0•• P•••••• S••••• E••••• P•••••••• L•	Private Equity Fund	$3.0B	May 26, 2026	112	Feb 10, 2021	reported	021-403854
0•• P•••••• S••••• E••••• P••••••••• L•	Private Equity Fund	$2.8B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• C••••••• J••	CHIEF COMPLIANCE OFFICER	Na	yes	05/2022	May 20, 2022	Mar 29, 2024
F••••• A•••• M•••	GENERAL COUNSEL AND FOUNDING PARTNER	Na	yes	10/2020	Feb 10, 2021	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• S••••• E••••• A•••••••• L•	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MENLO PARK	CA	United States	1	no
Dubai	n/a	United Arab Emirates	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$18B	$12B	46.0%	$4.9B	52.4%	97	77	2	2

Relationships

Advises (32)

→ 2•• P•••••• S••••• P•••••• C•••••••• L•••Private fundPrivate Equity Fund, IA
May 26, 2026 to presentfactForm ADV
→ 2•• P•••••• S••••• E••••• P••••••• I•• L•••Private fundPrivate Equity Fund, IA
May 26, 2026 to presentfactForm ADV
→ 2•• P•••••• S••••• E••••• P••••••• I•••• L•••Private fundPrivate Equity Fund, IA
May 26, 2026 to presentfactForm ADV
→ 2•• P•••••• S••••• C•••••• C•••••••• L•

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 26, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$9.3B
Occurred
May 26, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 26, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4fff3008-937f-6aff-4d87-234946742bc5
First observed: Feb 10, 2021
Last observed: May 26, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.