DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P•••••• S••••• C••••••• L•

Asset manager (funds and pooled vehicles)Menlo Park, CaliforniaCRD 312203SEC 801-120508websiteIAPD
Latest filing May 26, 2026
First filing on the tape Feb 10, 2021 · 15 filings
SEC status approved since Mar 15, 2021
RAUM
$18B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
97
50 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
30
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$18B as of May 26, 2026
Mar 31, 2022$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 31, 20220 then
Employees (5.A)97 as of May 26, 2026
Mar 31, 202229 then
Private funds30 as of May 26, 2026
Mar 31, 20228 then
RAUM +46% over the last fiscal year+52% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$584MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+46%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$18B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
30reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      21 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P•••••• S••••• E••••• P•••••••• L•Private Equity Fund$2.4B86Feb 10, 2021
      P•••••• S••••• E••••• P••••••••• L•Private Equity Fund$2.3B30Feb 10, 2021
      P•• S•••••• C•••••••• L•Private Equity Fund$568M12Mar 29, 2024
      B•••••••• C•••••• P•••••••• L•Private Equity Fund$409M2Mar 29, 2024
      P•• E• D••••••••• C••••••• I••• L•Private Equity Fund$385M3Mar 29, 2024
      P•• S••••• C••••••• L•Private Equity Fund$264M2Mar 31, 2022
      P•• E• D••••••••• C••••••• I•• L•Private Equity Fund$234M1Mar 30, 2023
      P•• E• D••••••••• C•••••••• L•Private Equity Fund$206M2Oct 11, 2021
      P•• H••• C•••••••• L•Private Equity Fund$200M2Mar 30, 2023
      P•• K• C•••••••• L•Private Equity Fund$178M4Mar 30, 2023
      P•• C••••• C•••••••• L•Private Equity Fund$148M3Mar 29, 2024
      P•••••• S••••• A•••••••• L•Private Equity Fund$132M2Jul 12, 2021
      P•• S•••• C•••••••• L•Private Equity Fund$124M5Mar 30, 2023
      P•••••• S••••• E••••• E••••••••• Q•• L•Private Equity Fund$113M4Jul 12, 2021
      P•• S••••• C••••••• I•• L•Private Equity Fund$111M3Mar 30, 2023
      P•• A••••••• C•••••••• L•Private Equity Fund$65.2M2Mar 29, 2024
      P•• G••••• C••••••• I•• L•Private Equity Fund$34.4M2Mar 29, 2024
      P•• S••••• C••••••• I•• L•Private Equity Fund$7.7M1Mar 31, 2022
      P•••••• S••••• E••••• E••••••••• L•Private Equity Fund$5.4M6Jul 12, 2021
      P•• S••••• C••••••• I••• L•Private Equity Fund$210,0000Mar 30, 2023
      P•• G••••• C•••••••• L•Private Equity Fund$1501Mar 30, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••••• C••••••• J•• · Chief Compliance Officercontrol
        since 05/2022 · owns less than 5%
      • F••••• A•••• M••• · General Counsel And Founding Partnercontrol
        since 10/2020 · owns less than 5%
      • M•••••••• J••••• C•••••• · Managing Partnercontrol
        since 08/2020 · owns less than 5%
      • W•••••• M••••••• M•••••• · Chief Financial Officer And Partnercontrol
        since 10/2023 · owns less than 5%
      • M•••••••• J••••• C•••••• · Limited Partnercontrol
        since 02/2021 · owns 25% to 50% of P•••••• S••••• P•••••• H•••••••• L•
      • M•••••••• J••••• C•••••• · Managing Membercontrol
        since 08/2020 · owns 75% or more of P•••••• S••••• C•••••• H•••••••• L••
      Entity owners
      • P•••••• S••••• C•••••• H•••••••• L•• · General Partner
        direct · owns less than 5%
      • P•••••• S••••• P•••••• H•••••••• L• · Limited Partner
        direct · owns 75% or more
      • P•••••• S••••• C•••••• H•••••••• L•• · General Partner
        indirect · owns F of P•••••• S••••• P•••••• H•••••••• L•
      Related persons
      Schedule D 7.A
      • P•••••• S••••• E••••• A•••••••• L•
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Menlo Park, CA1 employees
      • Dubai, United Arab Emirates
      What changed
      consecutive filings, newest first
      • Accounts · 26 to 30
        Mar 26, 2025 to Mar 31, 2026
      • Advisory employees · 40 to 50
        Mar 26, 2025 to Mar 31, 2026
      • BD registered reps · 0 to 3
        Mar 26, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 26 to 30
        Mar 26, 2025 to Mar 31, 2026
      • Employees · 77 to 97
        Mar 26, 2025 to Mar 31, 2026
      • Private funds · 26 to 30
        Mar 26, 2025 to Mar 31, 2026
      • Discretionary RAUM · $12B to $18B
        Mar 26, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $12B to $18B
        Mar 26, 2025 to Mar 31, 2026
      • RAUM · $12B to $18B
        Mar 26, 2025 to Mar 31, 2026
      • Related broker-dealer · false to true
        Mar 26, 2025 to Mar 31, 2026
      • Accounts · 20 to 26
        Mar 29, 2024 to Mar 26, 2025
      • Advisory employees · 28 to 40
        Mar 29, 2024 to Mar 26, 2025
      • Pooled vehicle clients · 20 to 26
        Mar 29, 2024 to Mar 26, 2025
      • Employees · 53 to 77
        Mar 29, 2024 to Mar 26, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 26, 2025
      • Private funds · 20 to 26
        Mar 29, 2024 to Mar 26, 2025
      • Discretionary RAUM · $7.9B to $12B
        Mar 29, 2024 to Mar 26, 2025
      • Pooled vehicle RAUM · $7.9B to $12B
        Mar 29, 2024 to Mar 26, 2025
      • RAUM · $7.9B to $12B
        Mar 29, 2024 to Mar 26, 2025
      • Accounts · 15 to 20
        Nov 15, 2023 to Mar 29, 2024
      • Advisory employees · 26 to 28
        Nov 15, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 15 to 20
        Nov 15, 2023 to Mar 29, 2024
      • Employees · 34 to 53
        Nov 15, 2023 to Mar 29, 2024
      • Other offices · 1 to 2
        Nov 15, 2023 to Mar 29, 2024
      • Private funds · 15 to 20
        Nov 15, 2023 to Mar 29, 2024
      • Discretionary RAUM · $4.9B to $7.9B
        Nov 15, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $4.9B to $7.9B
        Nov 15, 2023 to Mar 29, 2024
      • RAUM · $4.9B to $7.9B
        Nov 15, 2023 to Mar 29, 2024
      • Accounts · 8 to 15
        Jul 14, 2022 to Mar 30, 2023
      • Advisory employees · 17 to 26
        Jul 14, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 8 to 15
        Jul 14, 2022 to Mar 30, 2023
      • Employees · 29 to 34
        Jul 14, 2022 to Mar 30, 2023
      • Other offices · 0 to 1
        Jul 14, 2022 to Mar 30, 2023
      • Private funds · 8 to 15
        Jul 14, 2022 to Mar 30, 2023
      • Discretionary RAUM · $2.1B to $4.9B
        Jul 14, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $2.1B to $4.9B
        Jul 14, 2022 to Mar 30, 2023
      • RAUM · $2.1B to $4.9B
        Jul 14, 2022 to Mar 30, 2023
      • Accounts · 6 to 8
        Oct 11, 2021 to Mar 31, 2022
      • Advisory employees · 12 to 17
        Oct 11, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 6 to 8
        Oct 11, 2021 to Mar 31, 2022
      Signals
      9 dated events
      • P•••••• S••••• C••••••• L• reported RAUM $17.5B, up 46% from $12.0B (2025-03-26 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • P•••••• S••••• C••••••• L• reported RAUM $12.0B, up 52% from $7.9B (2024-03-29 to 2025-03-26)
        Mar 26, 2025 · RAUM change · derived
      • P•••••• S••••• C••••••• L• reported RAUM $7.9B, up 59% from $4.9B (2023-11-15 to 2024-03-29)
        Mar 29, 2024 · RAUM change · derived
      • Concepcion Maria Walker (Chief Financial Officer And Founding Partner) no longer on Schedule A of P•••••• S••••• C••••••• L• (listed 2023-03-30, absent 2023-11-15)
        Nov 15, 2023 · Control person left · inference
      • Michael Matthew Whelan (Chief Financial Officer And Partner) appeared on Schedule A of P•••••• S••••• C••••••• L•
        Nov 15, 2023 · Control person joined · fact
      • P•••••• S••••• C••••••• L• reported RAUM $4.9B, up 133% from $2.1B (2022-07-14 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • P•••••• S••••• C••••••• L• reported RAUM $2.1B, up 63% from $1.3B (2021-10-11 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • P•••••• S••••• C••••••• L• reported RAUM $1.3B, up 107% from $629.9M (2021-07-12 to 2021-10-11)
        Oct 11, 2021 · RAUM change · derived
      • P•••••• S••••• C•••••• L• filed its initial SEC registration (Form ADV)
        Feb 10, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/patient-square-capitalreportedpublic record, Form ADV, Sep 18, 2026
      Website
      p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      (650) 677-8100reportedpublic record, Form ADV, May 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026