S••• E• H•••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

FRISCO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:500ac92b-a98b-559c-b7bf-b1b7ba877b0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 10, 2016	n/a	yes	FRISCO, TX	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Aug 31, 2010	Jun 2, 2016	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 2, 2016	Jun 10, 2016	8	Firm change	Other
B•••• I••••••••• A•••••••• L••	O••••••••• • C•• I•••	Nov 20, 2009	Aug 31, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
249:7691:TX:2016-06-02	Jun 2, 2016	Jun 10, 2016	DALLAS, TX	Firm change

Relationships

Registered with (6)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jun 10, 2016 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Aug 31, 2010 to Jun 2, 2016factForm ADV
→ B•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2009 to Nov 20, 2009factForm ADV
→ W••••••• W••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:500ac92b-a98b-559c-b7bf-b1b7ba877b0f
First observed: Feb 6, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.