C••• L••• H•••

Advisor at A••••••• W••••• A•••••••

Granbury, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:501741c0-e09e-da9f-d2b5-fd127bb14921

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 27, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Feb 22, 2026	n/a	yes	Granbury, TX	Current employment
D•••••• L••• S••••• L••	Former SEC adviser	Jan 7, 2026	Feb 24, 2026	no	ROME, GA\|ROME, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	D•••••• L••• S••••• L••	Feb 26, 2026	Jan 7, 2026	-50	Firm change after gap	Ibd to RIA
D•••••• L••• S••••• L••	A••••••• W••••• A•••••••	Feb 24, 2026	Feb 22, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:141238:GA:2026-02-12	Feb 26, 2026	Jan 7, 2026	ROME, GA	Firm change after gap
141238:288863:GA:2026-02-10	Feb 24, 2026	Feb 22, 2026	ROME, GA	Firm change

Relationships

Registered with (4)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Feb 22, 2026 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 24, 2025 to Feb 26, 2026factForm ADV
→ D•••••• L••• S••••• L••Registered adviserregistration: previous registration
Jan 7, 2026 to Feb 24, 2026factForm ADV
→ A•••• A••••••••• S••••••••• L••

Dated events

Occurred
Feb 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:501741c0-e09e-da9f-d2b5-fd127bb14921
First observed: Jan 27, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.