DFX Intelligence

F••••••••• I••••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

F••••••••• I••••••••• S•••••••• L••

CRD 330232

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Search this name across graphsid dfx:ria:50226056-bcd6-4c61-a8c4-7f99858290e5

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2024 to Aug 31, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $12.2M••• Locked
Discretionary RAUM: $12.2M
Private client RAUM: $12.2Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $6.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• A• S•••••••••	n/a	New York, NY \| KEY BISCAYNE, FL	2	19	2	yes
G•••••• A• C•••	Chartered Financial Analyst	Miami, FL \| KEY BISCAYNE, FL	2	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• G••••••• A•	Member	E	yes	05/2019	Mar 20, 2024	Nov 25, 2024
C•••• G••••••• A•	CHIEF EXECUTIVE OFFICER	E	yes	03/2024	Mar 20, 2024	Nov 25, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 8, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12.2M	$38.4M	-68.1%	n/a	n/a	2	3	1	1

Relationships

Advises (2)

→ H•••• L•••••••• R••••••••• F•••••• F••• S•Private fundSecuritized Asset Fund, IA
Aug 23, 2024 to presentfactForm ADV
→ H•••• R••••••••• F•••••• F••• S•Private fundSecuritized Asset Fund, IA
Aug 23, 2024 to presentfactForm ADV

Registered with (2)

← J••• A• S•••••••••Advisorregistration: current employment
Jun 12, 2024 to presentfactForm ADV

Dated events

Occurred
Mar 20, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50226056-bcd6-4c61-a8c4-7f99858290e5
First observed: Mar 20, 2024
Last observed: Aug 31, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.