DFX Intelligence

G•••••• A• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)15 years in industry

G•••••• A• C•••

Advisor at F••••••••• I••••••••• S•••••••• L••

Miami, FL | KEY BISCAYNE, FL

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Search this name across graphsid dfx:ria:9ebaa0ff-b094-661f-c0e9-cd30f74199ea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 11, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• S•••••••• L••	Independent wealth	Jun 12, 2024	n/a	yes	KEY BISCAYNE, FL\|Miami, FL	Current employment
P•• M•••••• A•••••• S••••••••• I•••	Former SEC adviser	Jan 2, 2014	Apr 29, 2021	no	MIAMI, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• M•••••• A•••••• S••••••••• I•••	F••••••••• I••••••••• S•••••••• L••	Apr 29, 2021	Jun 12, 2024	1,140	Firm change after gap	Ibd to new firm
S••••••• S••••••••• U••• I•••	P•• M•••••• A•••••• S••••••••• I•••	Apr 16, 2013	Jan 2, 2014

Relationships

Registered with (3)

→ F••••••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 12, 2024 to presentfactForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2014 to Apr 29, 2021factForm ADV
→ S••••••• S••••••••• U••• I•••Registered adviserregistration: previous registration
May 11, 2011 to Apr 16, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ebaa0ff-b094-661f-c0e9-cd30f74199ea
First observed: May 11, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.