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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Asa Clayton Alliston

Advisor at CHARLES SCHWAB & CO., INC.

WESTLAKE, TX | ATHENS, GA

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Search this name across graphsid dfx:ria:5026ed21-fa09-8bc5-1cf6-62f3e825d2b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Sep 12, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

ASA Clayton Alliston

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 3, 2007
First registration: Sep 12, 2008
Dual registered: yes, broker-dealer
Other names: CLAY ALLISTON|ASA CLAYTON ALLISTON|ASA Clayton ALLISTON|ASA ALLISTON
IAPD individual key: 5293683

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 8, 2018	n/a	yes	ATHENS, GA\|WESTLAKE, TX	Current employment
OSAIC FA, INC.	Former SEC adviser	Aug 3, 2017	Jan 26, 2018	no	Athens, GA\|FORT WAYNE, IN	Previous registration
TRADEMARK CAPITAL MANAGEMENT INC.	Independent wealth	Aug 7, 2015	Aug 1, 2017	no	WATKINSVILLE, GA	Previous registration
TRADEMARK CAPITAL MANAGEMENT INC	Former SEC adviser	Jun 16, 2014	Sep 8, 2015	no	WATKINSVILLE, GA	Previous registration
STADION MONEY MANAGEMENT, LLC	Independent wealth	Sep 12, 2008	Nov 11, 2013	no	WATKINSVILLE, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	CHARLES SCHWAB & CO., INC.	Jan 26, 2018	Mar 8, 2018	41	Firm change	Other
TRADEMARK CAPITAL MANAGEMENT INC.	OSAIC FA, INC.	Aug 1, 2017	Aug 3, 2017	2	Firm change	Other
TRADEMARK CAPITAL MANAGEMENT INC	TRADEMARK CAPITAL MANAGEMENT INC.	Sep 8, 2015	Aug 7, 2015	-32	Channel change	Other
STADION MONEY MANAGEMENT, LLC	TRADEMARK CAPITAL MANAGEMENT INC	Nov 11, 2013	Jun 16, 2014	217	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110237:214512:GA:2015-09-08	Sep 8, 2015	Aug 7, 2015	WATKINSVILLE, GA	Firm change after gap

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Mar 8, 2018 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Aug 3, 2017 to Jan 26, 2018factForm ADV
→ TRADEMARK CAPITAL MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 7, 2015 to Aug 1, 2017factForm ADV
→ TRADEMARK CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Jun 16, 2014 to Sep 8, 2015factForm ADV
→ STADION MONEY MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 12, 2008 to Nov 11, 2013factForm ADV

Dated events

No dated event names this entity yet.