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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TRADEMARK CAPITAL MANAGEMENT INC.

CRD 214512

WATKINSVILLE, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20436153-d441-eb7c-7d6f-9d1692ca8e78

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 2
Observed: Jun 3, 2015 to Jul 24, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Trademark Capital Management Inc.

Private equity manager · shared crd

Independent Sponsorsidentity

Trademark Capital Management Inc.

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.11 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $151MItem 5.F on the latest filing (2026-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $151M
Private client RAUM: $130MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $21.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 521
Individual clients: 304
High net worth clients: 26
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $27.1M
SEC number: 801-100363
CRD: 214512
Filings on the tape: 34
First filed: Jun 3, 2015
Latest filed: Jul 24, 2026
Organised: Corporation, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DONALD LAWRENCE BEASLEY	n/a	WATKINSVILLE, GA	11	32	4	no
JOSEPH GERALD EZERNACK	n/a	WATKINSVILLE, GA	11	23	3	no
David William Denham	n/a	WATKINSVILLE, GA	10	10	n/a	no
JOSEPH GLENN MAXEY	Certified Financial Planner	WATKINSVILLE, GA	3	15	5	no
Joel J Fernando	n/a	WATKINSVILLE, GA	0	10	2	no
Clayton Matthew Keffer	n/a	WATKINSVILLE, GA	0	13	n/a	no
Grant Patrick Parker	n/a	WATKINSVILLE, GA \| Athens, GA	0	16	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TRADEMARK CAPITAL RISK MANAGED INCOME FUND, LP	Other Private Fund	$13.1M	Sep 26, 2024	31	Jun 2, 2022	reported	021-445880
TRADEMARK PARTNERS FUND, LP	Private Equity Fund	$1.4M	Sep 26, 2024	5	Sep 12, 2024	reported	021-505565

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEASLEY, DONALD, LAWRENCE	PRINCIPAL, SHAREHOLDER	C	yes	01/2011	Jun 3, 2015	Sep 26, 2024
EZERNACK, JOSEPH, GERALD	CEO, CIO, CHIEF COMPLIANCE OFFICER, SHAREHOLDER	D	yes	01/2011	Jun 3, 2015	Sep 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VIA MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$151M	$151M	7	4	2	2	n/a
2024	Mar 24, 2025	$220M	$220M	8	4	1	2	n/a
2023	Mar 29, 2024	$209M	$209M	10	4	1	1	$13.1M
2022	Mar 24, 2023	$203M	$203M	7	2	1	1	$10.4M
2021	Mar 21, 2022	$184M	$184M	4	3	0	n/a	n/a
2020	Mar 29, 2021	$188M	$188M	4	3	0	n/a	n/a
2019	Feb 26, 2020	$178M	$178M	4	2	0	n/a	n/a
2018	Mar 4, 2019	$163M	$163M	6	2	0	n/a	n/a
2017	Mar 26, 2018	$183M	$183M	5	2	0	n/a	n/a
2016	Mar 30, 2017	$163M	$163M	7	2	n/a	n/a	n/a
2015	Mar 28, 2016	$157M	$157M	9	8	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$151M	$220M	-31.6%	$203M	-9.4%	7	8	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRADEMARK CAPITAL MANAGEMENT INC	5	Sep 8, 2015	Aug 7, 2015	WATKINSVILLE, GA	Firm absorbed	Other	100.0%

Relationships

Registered with (10)

← Grant Patrick ParkerAdvisorregistration: current employment
Apr 21, 2026 to presentfactForm ADV
← Clayton Matthew KefferAdvisorregistration: current employment
Apr 14, 2026 to presentfactForm ADV
← Joel J FernandoAdvisorregistration: current employment
Feb 20, 2026 to presentfactForm ADV
← JOSEPH GLENN MAXEYAdvisorregistration: previous registration
Jun 25, 2015 to Dec 11, 2018factForm ADV
← David William DenhamAdvisorregistration: current employment
Mar 29, 2016 to presentfactForm ADV
← DONALD LAWRENCE BEASLEYAdvisorregistration: current employment
Aug 5, 2015 to presentfactForm ADV
← JOSEPH GERALD EZERNACKAdvisorregistration: current employment
Aug 5, 2015 to presentfactForm ADV
← ORANTES GRANTAdvisorregistration: previous registration
Aug 30, 2018 to Oct 14, 2019factForm ADV
← Asa Clayton AllistonAdvisorregistration: previous registration
Aug 7, 2015 to Aug 1, 2017factForm ADV
← BRIAN NIELSEN MULBERRYAdvisorregistration: previous registration
Jun 25, 2015 to Sep 7, 2016factForm ADV

Advises (2)

→ TRADEMARK PARTNERS FUND, LPPrivate fundPrivate Equity Fund, IA
Sep 12, 2024 to presentfactForm ADV
→ TRADEMARK CAPITAL RISK MANAGED INCOME FUND, LPPrivate fundOther Private Fund, IA
Jun 2, 2022 to presentfactForm ADV

Controls (2)

← BEASLEY, DONALD, LAWRENCEOwnerPRINCIPAL, SHAREHOLDER, ownership code C, individual
Jun 3, 2015 to Sep 26, 2024factForm ADV
← EZERNACK, JOSEPH, GERALDOwnerCEO, CIO, CHIEF COMPLIANCE OFFICER, SHAREHOLDER, ownership code D, individual
Jun 3, 2015 to Sep 26, 2024factForm ADV

Moved with (1)

← TRADEMARK CAPITAL MANAGEMENT INCRegistered adviser5 advisors, firm absorbed, same day
Sep 8, 2015 to Aug 7, 2015factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 3, 2015
First Form ADV filing
Trademark Capital Management Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Grant Patrick Parker no longer holds an investment adviser registration (last listed at Trademark Capital Management Inc. on the 2026-09-16 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20436153-d441-eb7c-7d6f-9d1692ca8e78
First observed: Jun 3, 2015
Last observed: Jul 24, 2026 57 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRADEMARK CAPITAL MANAGEMENT INC.

CRD 214512

WATKINSVILLE, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20436153-d441-eb7c-7d6f-9d1692ca8e78

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DONALD LAWRENCE BEASLEY

n/a

WATKINSVILLE, GA

JOSEPH GERALD EZERNACK

n/a

WATKINSVILLE, GA

David William Denham

n/a

WATKINSVILLE, GA

n/a

JOSEPH GLENN MAXEY

Certified Financial Planner

WATKINSVILLE, GA

Joel J Fernando

n/a

WATKINSVILLE, GA

Clayton Matthew Keffer

n/a

WATKINSVILLE, GA

n/a

Grant Patrick Parker

n/a

WATKINSVILLE, GA | Athens, GA

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TRADEMARK CAPITAL RISK MANAGED INCOME FUND, LP

Other Private Fund

$13.1M

Sep 26, 2024

Jun 2, 2022

reported

021-445880

TRADEMARK PARTNERS FUND, LP

Private Equity Fund

$1.4M

Sep 26, 2024

Sep 12, 2024

reported

021-505565

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEASLEY, DONALD, LAWRENCE

PRINCIPAL, SHAREHOLDER

yes

01/2011

Jun 3, 2015

Sep 26, 2024

EZERNACK, JOSEPH, GERALD

CEO, CIO, CHIEF COMPLIANCE OFFICER, SHAREHOLDER

yes

01/2011

Jun 3, 2015

Sep 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VIA MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$151M

n/a

2024

Mar 24, 2025

$220M

n/a

2023

Mar 29, 2024

$209M

$13.1M

2022

Mar 24, 2023

$203M

$10.4M

2021

Mar 21, 2022

$184M

n/a

2020

Mar 29, 2021

$188M

n/a

2019

Feb 26, 2020

$178M

n/a

2018

Mar 4, 2019

$163M

n/a

2017

Mar 26, 2018

$183M

n/a

2016

Mar 30, 2017

$163M

n/a

2015

Mar 28, 2016

$157M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$151M

$220M

-31.6%

$203M

-9.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRADEMARK CAPITAL MANAGEMENT INC

Sep 8, 2015

Aug 7, 2015

WATKINSVILLE, GA

Firm absorbed

Other

100.0%