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RIA / WealthAdvisorCertified Financial Planner27 years in industry

SHANNON JON PIKE

Advisor at KASSOUF WEALTH ADVISORS, LLC

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:5027d2be-dd17-1f3a-c851-33b2bdc32a64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KASSOUF WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 5, 1999
First registration: Aug 27, 2003
Dual registered: no
IAPD individual key: 3183278

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KASSOUF WEALTH ADVISORS, LLC	Independent wealth	Nov 28, 2022	n/a	yes	BIRMINGHAM, AL	Current employment
TANGLEWOOD LEGACY ADVISORS, LLC	Independent wealth	May 13, 2016	Nov 3, 2022	no	HOUSTON, TX\|VESTAVIA HILLS, AL\|VESTAVIA HILLS, AL	Previous registration
ASSET MANAGEMENT ADVISORS INC	Former SEC adviser	Feb 27, 2014	Jan 8, 2016	no	HOUSTON, TX	Previous registration
INTEGRA WEALTH ADVISORS, LLC	Independent wealth	Nov 17, 2011	Jan 24, 2014	no	HOUSTON, TX	Previous registration
LINSCOMB WEALTH, INC.	Independent wealth	Dec 18, 2006	Nov 17, 2011	no	HOUSTON, TX	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Aug 6, 2004	Aug 11, 2004	no	HOUSTON, TX	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Aug 27, 2003	Feb 2, 2006	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TANGLEWOOD LEGACY ADVISORS, LLC	KASSOUF WEALTH ADVISORS, LLC	Nov 3, 2022	Nov 28, 2022	25	Firm change	RIA to RIA
ASSET MANAGEMENT ADVISORS INC	TANGLEWOOD LEGACY ADVISORS, LLC	Jan 8, 2016	May 13, 2016	126	Firm change	Other
INTEGRA WEALTH ADVISORS, LLC	ASSET MANAGEMENT ADVISORS INC	Jan 24, 2014	Feb 27, 2014	34	Firm change	Other
LINSCOMB WEALTH, INC.	INTEGRA WEALTH ADVISORS, LLC	Nov 17, 2011	Nov 17, 2011	0	Firm change	Other
BANC ONE SECURITIES CORPORATION	FSC SECURITIES CORPORATION	Feb 2, 2006	Aug 6, 2004	-545	Firm change after gap	Other
FSC SECURITIES CORPORATION	LINSCOMB WEALTH, INC.	Aug 11, 2004	Dec 18, 2006	859	Firm change after gap	Other

Relationships

Registered with (7)

→ KASSOUF WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Nov 28, 2022 to presentfactForm ADV
→ TANGLEWOOD LEGACY ADVISORS, LLCRegistered adviserregistration: previous registration
May 13, 2016 to Nov 3, 2022factForm ADV
→ ASSET MANAGEMENT ADVISORS INCRegistered adviserregistration: previous registration
Feb 27, 2014 to Jan 8, 2016factForm ADV
→ INTEGRA WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 17, 2011 to Jan 24, 2014factForm ADV
→ LINSCOMB WEALTH, INC.Registered adviserregistration: previous registration
Dec 18, 2006 to Nov 17, 2011factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 27, 2003 to Feb 2, 2006factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 6, 2004 to Aug 11, 2004factForm ADV

Dated events

Occurred
Nov 3, 2022
Advisor changed firm
Shannon Jon Pike left Tanglewood Legacy Advisors, Llc for Kassouf Wealth Advisors, Llc (registered 2022-11-28)
Form ADVobserved 4 days ago