DFX Intelligence

B•••• W••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist25 years in industry

B•••• W••••• L•••••

Advisor at T••••••• W••••• D••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:502f21c1-dead-5978-a3b9-2641a6e54399

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• W••••• D••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 21, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• W••••• D••••• L••	State registered	Jul 9, 2026	n/a	yes	AUSTIN, TX	Current employment
R•• W••••• A•••••••	Former SEC adviser	Dec 6, 2021	Nov 23, 2022	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• A•••••••	T••••••• W••••• D••••• L••	Nov 23, 2022	Jul 9, 2026	1,324	Firm change after gap	RIA to state RIA
O•••••• W•••••	R•• W••••• A•••••••	Dec 31, 2021	Dec 6, 2021

Relationships

Registered with (4)

→ T••••••• W••••• D••••• L••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ R•• W••••• A•••••••Registered adviserregistration: previous registration
Dec 6, 2021 to Nov 23, 2022factForm ADV
→ O•••••• W•••••Registered adviserregistration: previous registration
Apr 18, 2006 to Dec 31, 2021factForm ADV
→ C•••• W•••••• • A••••••••• L••Registered adviser

Dated events

Occurred
Nov 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:502f21c1-dead-5978-a3b9-2641a6e54399
First observed: Feb 19, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.