RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W••••• L•••••
- T••••••• W••••• D••••• L•• state registered currentsince Jul 9, 2026 · Austin, Tx
- R•• W••••• A••••••• formerDec 6, 2021 to Nov 23, 2022 · Dallas, Tx
- O•••••• W••••• unclassifiedApr 18, 2006 to Dec 31, 2021 · Plano, Tx
- C•••• W•••••• • A••••••••• L•• independent RIAFeb 19, 2003 to Jan 29, 2004 · Dallas, Tx
- R•• W••••• A••••••• to T••••••• W••••• D••••• L••left Nov 23, 2022, registered Jul 9, 2026 (1324 days) · RIA to a state-registered adviser
- O•••••• W••••• to R•• W••••• A•••••••left Dec 31, 2021, registered Dec 6, 2021 (-25 days) · Other
- C•••• W•••••• • A••••••••• L•• to O•••••• W•••••left Jan 29, 2004, registered Apr 18, 2006 (810 days) · Other
- B•••• W••••• L••••• left R•• W••••• A••••••• for T••••••• W••••• D••••• L•• (registered 2026-07-09)Nov 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address