DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KESTRA ADVISORY SERVICES, LLC
ALPHARETTA, GA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 27, 2016 | n/a | yes | ALPHARETTA, GA|AUSTIN, TX | Current employment |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Jan 19, 2012 | Sep 8, 2015 | no | ALPHARETTA, GA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 28, 2004 | Jan 25, 2012 | no | ALPHARETTA, GA|ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTACORP ADVISORY SERVICES INC | KESTRA ADVISORY SERVICES, LLC | Sep 8, 2015 | Apr 27, 2016 | 232 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | INVESTACORP ADVISORY SERVICES INC | Jan 25, 2012 | Jan 19, 2012 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109011:283330:GA:2015-09-08 | Sep 8, 2015 | Apr 27, 2016 | ALPHARETTA, GA | Firm change |