DFX Intelligence

M••••• A•• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M••••• A•• W••••

Advisor at M••••••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:504408b3-3e02-0d21-0b04-b8462e9c3b4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Mar 12, 2018	n/a	yes	OVERLAND PARK, KS	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Nov 15, 2016	Oct 11, 2018	no	LEAWOOD, KS\|OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Oct 11, 2018	Mar 12, 2018	-213	Firm change after gap	Other
M•••••• I••••••••• L••	M•••••• W••••• A•••••••	Nov 15, 2016	Nov 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
174099:140195:KS:2018-10-11	Oct 11, 2018	Mar 12, 2018	OVERLAND PARK, KS	Firm change after gap
152607:174099:KS:2016-11-15	Nov 15, 2016	Nov 15, 2016	LEAWOOD, KS	Firm change

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Mar 12, 2018 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Nov 15, 2016 to Oct 11, 2018factForm ADV
→ M•••••• I••••••••• L••Registered adviserregistration: previous registration
Apr 27, 2015 to Nov 15, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:504408b3-3e02-0d21-0b04-b8462e9c3b4f
First observed: Apr 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.