DFX Intelligence

C•••••• R• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C•••••• R• H•••••••

Advisor at T••••••• A•••• M••••••••• L••

Minneapolis, MN | Plymouth, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• A•••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• A•••• M••••••••• L••	Asset manager	Jan 21, 2025	n/a	yes	Plymouth, MN\|Minneapolis, MN	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Oct 28, 2015	Jan 6, 2025	no	MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	T••••••• A•••• M••••••••• L••	Jan 6, 2025	Jan 21, 2025	15	Firm change	Other

Relationships

Registered with (2)

→ T••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Oct 28, 2015 to Jan 6, 2025factForm ADV

Dated events

Occurred
Jan 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 28, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.