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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

THRIVENT ASSET MANAGEMENT, LLC

CRD 137751

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29743fca-2b89-0ec1-697f-84d25130aaf6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 58
Dated events: 27
On other graphs: 0
Observed: Mar 28, 2012 to Mar 31, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=12.0
Regulatory AUM: $48BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $48B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 23
RAUM per advisor: $2.1Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 426
Advisory employees: 155
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 31
SEC number: 801-64988
CIK: 1346952
CRD: 137751
Filings on the tape: 36
First filed: Mar 28, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL ROBERT CHOUANARD	n/a	Minneapolis, MN	7	30	1	yes
BLAINE ROBERT GUNDERSHAUG	n/a	Minneapolis, MN	7	25	1	yes
HEATHER LOVE LONGLAIS	n/a	Appleton, WI	7	27	1	yes
John Carter Weiler	n/a	Minneapolis, MN	7	24	2	yes
Maxime Killian Shaughnessy	n/a	Minneapolis, MN	7	13	3	yes
Jonathan Dacanay	n/a	Minneapolis, MN	6	10	1	yes
Michael James Romano	n/a	Minneapolis, MN	5	14	n/a	yes
Cole Hendrickson Carter	n/a	Minneapolis, MN	5	10	n/a	yes
KRISTINE JOY MOGOLLON	n/a	Minneapolis, MN	5	25	1	yes
ROBYN MARY JOYNER	n/a	Minneapolis, MN	5	19	2	yes
Ashley MARIE Fagely	n/a	Minneapolis, MN	5	11	3	yes
Jason L Pacheco	n/a	Minneapolis, MN	4	19	2	yes
Raschel Lynn Graves	n/a	MInneapolis, MN	4	36	n/a	yes
Yale Nelson	n/a	Minneapolis, MN	4	18	n/a	yes
John Charles Hershock	n/a	Minneapolis, MN	3	28	n/a	yes
Jennifer Elizabeth Finn	n/a	Minneapolis, MN	3	12	n/a	yes
Aaron Bonnema	n/a	Minneapolis, MN	1	13	2	yes
Eugene P Sullivan	n/a	Minneapolis, MN	1	34	6	yes
Charles R Hofstrom	n/a	Minneapolis, MN \| Plymouth, MN	1	12	1	yes
Casey Mitchell	n/a	Minneapolis, MN	1	13	2	yes
TIMOTHY JOHN GUAGLIARDO	n/a	Minneapolis, MN	1	15	n/a	yes
Michael J McGraw	Certified Financial Planner	Minneapolis, MN	0	24	1	yes
Gregory Scott Stevens	n/a	Minneapolis, MN	0	13	5	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEAVER, TROY, ALAN	ELECTED MANAGER AND VICE PRESIDENT	Na	yes	10/2017	Mar 28, 2018	Mar 28, 2024
BERGSTROM, SARAH, LYNN	ASSISTANT TREASURER	Na	yes	12/2018	Jan 2, 2019	Mar 28, 2024
CLOUTIER, JEFFREY, DAVID	VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER	Na	yes	07/2022	Jan 2, 2019	Mar 28, 2024
DRYDEN, EDWARD, STUART	CHIEF COMPLIANCE OFFICER	Na	yes	12/2010	Mar 28, 2012	Mar 28, 2024
ENGLISH, JESSICA, ERIN	ASSISTANT SECRETARY	Na	yes	12/2019	Dec 26, 2019	Mar 28, 2024
JACKSON, JOHN, DAVID	ASSISTANT SECRETARY	Na	yes	12/2020	Dec 21, 2020	Mar 28, 2024
JENSON, JENNA, KAREN	CHIEF LEGAL OFFICER AND SECRETARY	Na	yes	12/2020	Dec 21, 2020	Mar 28, 2024
KOELLING, KATHLEEN, MARIE	PRIVACY OFFICER	Na	yes	10/2010	Mar 28, 2016	Mar 28, 2024
KREMENAK, MICHAEL, WALDEN	ELECTED MANAGER	Na	yes	12/2020	Mar 28, 2016	Mar 28, 2024
LEE, STEVEN, HARRIS CAUSTON	DERIVATIVES RISK MANAGER	Na	yes	07/2022	Jul 19, 2022	Mar 28, 2024
MINTA, SHARON, KAY	ANIT-MONEY LAUNDERING OFFICER	Na	yes	08/2019	Aug 22, 2019	Mar 28, 2024
NIGBUR, CYNTHIA, JEAN	ASSISTANT SECRETARY	Na	yes	02/2006	Mar 28, 2016	Mar 28, 2024
Riesterer, Jamie, Lee	ELECTED MANAGER	Na	yes	01/2022	Mar 31, 2022	Mar 28, 2024
ROYAL, DAVID, SCOTT	President	Na	yes	07/2017	Mar 28, 2012	Mar 28, 2024
THRIVENT FINANCIAL FOR LUTHERANS	Shareholder	E	yes	08/1986	Mar 28, 2012	Mar 28, 2024
THRIVENT FINANCIAL HOLDINGS, INC.	Member	E	yes	01/2014	Mar 28, 2012	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THRIVENT FINANCIAL FOR LUTHERANS	n/a	Other adviser	$129B	Y	no	n/a
THRIVENT INVESTMENT MANAGEMENT INC.	n/a	Bd affiliated wealth	$21B	Y	yes	n/a
THRIVENT ADVISOR NETWORK, LLC	n/a	Bd affiliated wealth	$6.8B	N	yes	n/a
TWIN BRIDGE CAPITAL PARTNERS, LLC	n/a	Asset manager	$5.2B	N	yes	n/a
NEWMAN FINANCIAL SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT INSURANCE AGENCY INC.	n/a	n/a	n/a	N	yes	n/a
THRIVENT TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE ENDURANCE GP II, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE ENDURANCE GP III, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE ENDURANCE GP, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP II, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP III, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP IV, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP IX, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP V, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP VI, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP VII, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP VIII, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP X, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP XI, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP XII, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP XIII, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP XIV, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP XV EQUITY DIRECT, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE GP XV FUND OF FUNDS, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE OPPORTUNITY FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE REAL ESTATE GP I, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE REAL ESTATE GP II, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE REAL ESTATE GP III, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE REAL ESTATE GP IV, LLC	n/a	n/a	n/a	N	yes	n/a
THRIVENT WHITE ROSE REAL ESTATE GP V, LLC	n/a	n/a	n/a	N	yes	n/a
WHITE ROSE CFO 2023 HOLDINGS, LLC	n/a	n/a	n/a	N	yes	n/a
WHITE ROSE GP I, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Appleton	Wi	United States	11	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$48B	$48B	426	155	1	n/a	n/a
2024	Mar 31, 2025	$47B	$47B	450	152	1	n/a	n/a
2023	Mar 28, 2024	$30B	$30B	431	153	1	n/a	n/a
2022	Mar 31, 2023	$25B	$25B	450	160	1	n/a	n/a
2021	Mar 31, 2022	$29B	$29B	423	145	1	n/a	n/a
2020	Mar 31, 2021	$24B	$24B	431	140	1	n/a	n/a
2019	Mar 30, 2020	$21B	$21B	415	142	1	n/a	n/a
2018	Mar 29, 2019	$18B	$18B	413	134	1	n/a	n/a
2017	Mar 28, 2018	$22B	$22B	343	117	1	n/a	n/a
2016	Mar 30, 2017	$23B	$23B	344	344	n/a	n/a	n/a
2015	Mar 28, 2016	$16B	$16B	315	315	n/a	n/a	n/a
2014	Mar 31, 2015	$17B	$17B	293	293	n/a	n/a	n/a
2013	Mar 27, 2014	$17B	$17B	283	283	n/a	n/a	n/a
2012	Apr 1, 2013	$15B	$15B	285	285	n/a	n/a	n/a
2011	Mar 28, 2012	$14B	$14B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	4.3%	1	0	0	6	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$48B	$47B	2.5%	$25B	23.6%	426	450	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THRIVENT INVESTMENT MANAGEMENT INC.	4	May 4, 2021	May 14, 2021	MINNEAPOLIS, MN	Team lift out	Other	0.2%
THRIVENT INVESTMENT MANAGEMENT INC.	6	Jun 13, 2019	Jul 8, 2019	MINNEAPOLIS, MN	Team lift out	Other	0.3%

Relationships

Affiliated with (8)

← THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← THRIVENT ADVISOR NETWORK, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← THRIVENT FINANCIAL FOR LUTHERANSRegistered adviserother investment adviser, bank, control
factForm ADV
→ THRIVENT FINANCIAL FOR LUTHERANSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV
→ TWIN BRIDGE CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserother investment adviser, broker-dealer, control, common control
factForm ADV
→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserother investment adviser, common control
factForm ADV
← RONALD BLUE ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV

Registered with (32)

← Gregory Scott StevensAdvisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← Michael J McGrawAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← TIMOTHY JOHN GUAGLIARDOAdvisorregistration: current employment
May 6, 2025 to presentfactForm ADV
← Casey MitchellAdvisorregistration: current employment
Mar 17, 2025 to presentfactForm ADV
← Charles R HofstromAdvisorregistration: current employment
Jan 21, 2025 to presentfactForm ADV
← Eugene P SullivanAdvisorregistration: current employment
Nov 25, 2024 to presentfactForm ADV
← Aaron BonnemaAdvisorregistration: current employment
Sep 24, 2024 to presentfactForm ADV
← Jennifer Elizabeth FinnAdvisorregistration: current employment
Mar 16, 2023 to presentfactForm ADV
← John Charles HershockAdvisorregistration: current employment
Sep 26, 2022 to presentfactForm ADV
← Yale NelsonAdvisorregistration: current employment
Aug 2, 2022 to presentfactForm ADV
← Raschel Lynn GravesAdvisorregistration: current employment
Jan 7, 2022 to presentfactForm ADV
← Jason L PachecoAdvisorregistration: current employment
Sep 27, 2021 to presentfactForm ADV
← ROBYN MARY JOYNERAdvisorregistration: current employment
May 14, 2021 to presentfactForm ADV
← Ashley MARIE FagelyAdvisorregistration: current employment
May 14, 2021 to presentfactForm ADV
← KRISTINE JOY MOGOLLONAdvisorregistration: current employment
May 3, 2021 to presentfactForm ADV
← Cole Hendrickson CarterAdvisorregistration: current employment
Apr 14, 2021 to presentfactForm ADV
← Michael James RomanoAdvisorregistration: current employment
Jan 5, 2021 to presentfactForm ADV
← Jonathan DacanayAdvisorregistration: current employment
Jun 25, 2020 to presentfactForm ADV
← BLAINE ROBERT GUNDERSHAUGAdvisorregistration: current employment
Jul 8, 2019 to presentfactForm ADV
← HEATHER LOVE LONGLAISAdvisorregistration: current employment
Jul 8, 2019 to presentfactForm ADV
← John Carter WeilerAdvisorregistration: current employment
Jul 8, 2019 to presentfactForm ADV
← Maxime Killian ShaughnessyAdvisorregistration: current employment
Jul 8, 2019 to presentfactForm ADV
← DANIEL ROBERT CHOUANARDAdvisorregistration: current employment
Jun 25, 2019 to presentfactForm ADV
← Rachel Katherine EngelAdvisorregistration: previous registration
Apr 3, 2025 to Oct 13, 2025factForm ADV
← Joshua Kevin GrossAdvisorregistration: previous registration
Jan 18, 2022 to Sep 3, 2024factForm ADV
← Dwayne JavierAdvisorregistration: previous registration
Dec 2, 2020 to Jul 17, 2024factForm ADV
← Steven Jared ZimmermanAdvisorregistration: previous registration
Jul 8, 2019 to Jul 17, 2024factForm ADV
← Jeremy NewgardAdvisorregistration: previous registration
Oct 25, 2022 to Jul 17, 2024factForm ADV
← KELSEA SULLIVANAdvisorregistration: previous registration
Jun 25, 2020 to Jul 17, 2024factForm ADV
← Jared Bradley HagenAdvisorregistration: previous registration
May 5, 2021 to Jul 17, 2024factForm ADV
and 2 more

Controls (16)

← THRIVENT FINANCIAL FOR LUTHERANSOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 28, 2012 to Mar 28, 2024factForm ADV
← DRYDEN, EDWARD, STUARTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to Mar 28, 2024factForm ADV
← LEE, STEVEN, HARRIS CAUSTONOwnerDERIVATIVES RISK MANAGER, ownership code NA, individual
Jul 19, 2022 to Mar 28, 2024factForm ADV
← Riesterer, Jamie, LeeOwnerELECTED MANAGER, ownership code NA, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV
← BEAVER, TROY, ALANOwnerELECTED MANAGER AND VICE PRESIDENT, ownership code NA, individual
Mar 28, 2018 to Mar 28, 2024factForm ADV
← ROYAL, DAVID, SCOTTOwnerPRESIDENT, ownership code NA, individual
Mar 28, 2012 to Mar 28, 2024factForm ADV
← CLOUTIER, JEFFREY, DAVIDOwnerVICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Jan 2, 2019 to Mar 28, 2024factForm ADV
← JACKSON, JOHN, DAVIDOwnerASSISTANT SECRETARY, ownership code NA, individual
Dec 21, 2020 to Mar 28, 2024factForm ADV
← KREMENAK, MICHAEL, WALDENOwnerELECTED MANAGER, ownership code NA, individual
Mar 28, 2016 to Mar 28, 2024factForm ADV
← KOELLING, KATHLEEN, MARIEOwnerPRIVACY OFFICER, ownership code NA, individual
Mar 28, 2016 to Mar 28, 2024factForm ADV
← MINTA, SHARON, KAYOwnerANIT-MONEY LAUNDERING OFFICER, ownership code NA, individual
Aug 22, 2019 to Mar 28, 2024factForm ADV
← NIGBUR, CYNTHIA, JEANOwnerASSISTANT SECRETARY, ownership code NA, individual
Mar 28, 2016 to Mar 28, 2024factForm ADV
← BERGSTROM, SARAH, LYNNOwnerASSISTANT TREASURER, ownership code NA, individual
Jan 2, 2019 to Mar 28, 2024factForm ADV
← ENGLISH, JESSICA, ERINOwnerASSISTANT SECRETARY, ownership code NA, individual
Dec 26, 2019 to Mar 28, 2024factForm ADV
← JENSON, JENNA, KARENOwnerCHIEF LEGAL OFFICER AND SECRETARY, ownership code NA, individual
Dec 21, 2020 to Mar 28, 2024factForm ADV
← THRIVENT FINANCIAL HOLDINGS, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 28, 2012 to Mar 28, 2024factForm ADV

Moved with (1)

← THRIVENT INVESTMENT MANAGEMENT INC.Registered adviser4 advisors, team lift out
May 4, 2021 to May 14, 2021factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 13, 2025
Advisor changed firm
Rachel Katherine Engel left Thrivent Asset Management, Llc for Stiles Financial Services, Inc. (registered 2025-11-12)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Thrivent Asset Management, Llc reported RAUM $46.8B, up 54% from $30.3B (2024-03-28 to 2025-03-31)
Form ADVobserved 5 days ago
$16.5B
Occurred
Sep 3, 2024
Advisor changed firm
Joshua Kevin Gross left Thrivent Asset Management, Llc for Fisher Investments (registered 2024-09-10)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2024
Advisor changed firm
Jared Bradley Hagen left Thrivent Asset Management, Llc for Xa Investments (registered 2025-03-25)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2024
Advisor changed firm
Kelsea Sullivan left Thrivent Asset Management, Llc for Fidelity Institutional Wealth Adviser Llc (registered 2026-01-06)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2024
Advisor changed firm
Steven Jared Zimmerman left Thrivent Asset Management, Llc for Polen Capital Management, Llc (registered 2024-07-11)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2024
Advisor changed firm
Dwayne Javier left Thrivent Asset Management, Llc for Advisors Asset Management, Inc. (registered 2024-12-03)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2024
Advisor changed firm
Jeremy Newgard left Thrivent Asset Management, Llc for Private Advisor Group, Llc (registered 2024-07-09)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person left
Lynn Monica Kleve (Vice President And Chief Operating Officer) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2022-10-11, absent 2023-03-31)
Form ADVobserved 5 days ago
Occurred
Jul 19, 2022
Control person left
Vincent Gerard Vaillancourt (Elected Manager, Vice President, Cfo And Treasurer) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2022-03-31, absent 2022-07-19)
Form ADVobserved 5 days ago
Occurred
Jul 19, 2022
Control person joined
Harris Causton Steven Lee (Derivatives Risk Manager) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person left
Ranjan Vibhu Sharma (Elected Manager) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2021-03-31, absent 2022-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person joined
Lee Jamie Riesterer (Elected Manager) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Dec 21, 2020
Control person joined
David John Jackson (Assistant Secretary) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Dec 21, 2020
Control person joined
Karen Jenna Jenson (Secretary And Chief Legal Officer) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Dec 26, 2019
Control person joined
Erin Jessica English (Assistant Secretary) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Dec 26, 2019
Control person joined
Ranjan Vibhu Sharma (Elected Manager) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Dec 26, 2019
Control person left
Lee Randall Boushek (Elected Manager) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2019-08-22, absent 2019-12-26)
Form ADVobserved 5 days ago
Occurred
Dec 26, 2019
Control person left
Bernard Paul Zastrow (Elected Manager) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2019-08-22, absent 2019-12-26)
Form ADVobserved 5 days ago
Occurred
Aug 22, 2019
Control person joined
Kay Sharon Minta (Anit-Money Laundering Officer) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Jul 2, 2019
Control person left
Marie Janice Guimond (Elected Manager, Vice President And Coo) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2019-03-29, absent 2019-07-02)
Form ADVobserved 5 days ago
Occurred
Jul 2, 2019
Control person left
Alma Christina Smith (Chief Legal Officer And Secretary) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2019-03-29, absent 2019-07-02)
Form ADVobserved 5 days ago
Occurred
Jul 2, 2019
Control person joined
Lynn Monica Kleve (Elected Manager, Vice President And Chief Operating Officer) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Jan 16, 2019
Control person joined
Bernard Paul Zastrow (Elected Manager) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Jan 2, 2019
Control person joined
Lynn Sarah Bergstrom (Assistant Treasurer) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Jan 2, 2019
Control person joined
David Jeffrey Cloutier (Assistant Treasurer) appeared on Schedule A of Thrivent Asset Management, Llc
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 30, 2020
Thrivent Asset Management, Llc reported 4 state-registered advisory representatives, down from 15 (2019-12-26 to 2020-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29743fca-2b89-0ec1-697f-84d25130aaf6
First observed: Mar 28, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THRIVENT ASSET MANAGEMENT, LLC

CRD 137751

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29743fca-2b89-0ec1-697f-84d25130aaf6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL ROBERT CHOUANARD

n/a

Minneapolis, MN

yes

BLAINE ROBERT GUNDERSHAUG

n/a

Minneapolis, MN

yes

HEATHER LOVE LONGLAIS

n/a

Appleton, WI

yes

John Carter Weiler

n/a

Minneapolis, MN

yes

Maxime Killian Shaughnessy

n/a

Minneapolis, MN

yes

Jonathan Dacanay

n/a

Minneapolis, MN

yes

Michael James Romano

n/a

Minneapolis, MN

n/a

yes

Cole Hendrickson Carter

n/a

Minneapolis, MN

n/a

yes

KRISTINE JOY MOGOLLON

n/a

Minneapolis, MN

yes

ROBYN MARY JOYNER

n/a

Minneapolis, MN

yes

Ashley MARIE Fagely

n/a

Minneapolis, MN

yes

Jason L Pacheco

n/a

Minneapolis, MN

yes

Raschel Lynn Graves

n/a

MInneapolis, MN

n/a

yes

Yale Nelson

n/a

Minneapolis, MN

n/a

yes

John Charles Hershock

n/a

Minneapolis, MN

n/a

yes

Jennifer Elizabeth Finn

n/a

Minneapolis, MN

n/a

yes

Aaron Bonnema

n/a

Minneapolis, MN

yes

Eugene P Sullivan

n/a

Minneapolis, MN

yes

Charles R Hofstrom

n/a

Minneapolis, MN | Plymouth, MN

yes

Casey Mitchell

n/a

Minneapolis, MN

yes

TIMOTHY JOHN GUAGLIARDO

n/a

Minneapolis, MN

n/a

yes

Michael J McGraw

Certified Financial Planner

Minneapolis, MN

yes

Gregory Scott Stevens

n/a

Minneapolis, MN

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEAVER, TROY, ALAN

ELECTED MANAGER AND VICE PRESIDENT

yes

10/2017

Mar 28, 2018

Mar 28, 2024

BERGSTROM, SARAH, LYNN

ASSISTANT TREASURER

yes

12/2018

Jan 2, 2019

Mar 28, 2024

CLOUTIER, JEFFREY, DAVID

VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER

yes

07/2022

Jan 2, 2019

Mar 28, 2024

DRYDEN, EDWARD, STUART

CHIEF COMPLIANCE OFFICER

yes

12/2010

Mar 28, 2012

Mar 28, 2024

ENGLISH, JESSICA, ERIN

ASSISTANT SECRETARY

yes

12/2019

Dec 26, 2019

Mar 28, 2024

JACKSON, JOHN, DAVID

ASSISTANT SECRETARY

yes

12/2020

Dec 21, 2020

Mar 28, 2024

JENSON, JENNA, KAREN

CHIEF LEGAL OFFICER AND SECRETARY

yes

12/2020

Dec 21, 2020

Mar 28, 2024

KOELLING, KATHLEEN, MARIE

PRIVACY OFFICER

yes

10/2010

Mar 28, 2016

Mar 28, 2024

KREMENAK, MICHAEL, WALDEN

ELECTED MANAGER

yes

12/2020

Mar 28, 2016

Mar 28, 2024

LEE, STEVEN, HARRIS CAUSTON

DERIVATIVES RISK MANAGER

yes

07/2022

Jul 19, 2022

Mar 28, 2024

MINTA, SHARON, KAY

ANIT-MONEY LAUNDERING OFFICER

yes

08/2019

Aug 22, 2019

Mar 28, 2024

NIGBUR, CYNTHIA, JEAN

ASSISTANT SECRETARY

yes

02/2006

Mar 28, 2016

Mar 28, 2024

Riesterer, Jamie, Lee

ELECTED MANAGER

yes

01/2022

Mar 31, 2022

Mar 28, 2024

ROYAL, DAVID, SCOTT

President

yes

07/2017

Mar 28, 2012

Mar 28, 2024

THRIVENT FINANCIAL FOR LUTHERANS

Shareholder

yes

08/1986

Mar 28, 2012

Mar 28, 2024

THRIVENT FINANCIAL HOLDINGS, INC.

Member

yes

01/2014

Mar 28, 2012

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THRIVENT FINANCIAL FOR LUTHERANS

n/a

Other adviser

$129B

n/a

THRIVENT INVESTMENT MANAGEMENT INC.

n/a

Bd affiliated wealth

$21B

yes

n/a

THRIVENT ADVISOR NETWORK, LLC

n/a

Bd affiliated wealth

$6.8B

yes

n/a

TWIN BRIDGE CAPITAL PARTNERS, LLC

n/a

Asset manager

$5.2B

yes

n/a

NEWMAN FINANCIAL SERVICES LLC

n/a

yes

n/a

THRIVENT DISTRIBUTORS, LLC

n/a

yes

n/a

THRIVENT INSURANCE AGENCY INC.

n/a

yes

n/a

THRIVENT TRUST COMPANY

n/a

yes

n/a

THRIVENT WHITE ROSE ENDURANCE GP II, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE ENDURANCE GP III, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE ENDURANCE GP, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP II, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP III, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP IV, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP IX, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP V, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP VI, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP VII, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP VIII, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP X, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP XI, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP XII, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP XIII, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP XIV, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP XV EQUITY DIRECT, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE GP XV FUND OF FUNDS, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE OPPORTUNITY FUND GP, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE REAL ESTATE GP I, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE REAL ESTATE GP II, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE REAL ESTATE GP III, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE REAL ESTATE GP IV, LLC

n/a

yes

n/a

THRIVENT WHITE ROSE REAL ESTATE GP V, LLC

n/a

yes

n/a

WHITE ROSE CFO 2023 HOLDINGS, LLC

n/a

yes

n/a

WHITE ROSE GP I, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Appleton

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$48B

426

155

n/a

2024

Mar 31, 2025

$47B

450

152

n/a

2023

Mar 28, 2024

$30B

431

153

n/a

2022

Mar 31, 2023

$25B

450

160

n/a

2021

Mar 31, 2022

$29B

423

145

n/a

2020

Mar 31, 2021

$24B

431

140

n/a

2019

Mar 30, 2020

$21B

415

142

n/a

2018

Mar 29, 2019

$18B

413

134

n/a

2017

Mar 28, 2018

$22B

343

117

n/a

2016

Mar 30, 2017

$23B

344

n/a

2015

Mar 28, 2016

$16B

315

n/a

2014

Mar 31, 2015

$17B

293

n/a

2013

Mar 27, 2014

$17B

283

n/a

2012

Apr 1, 2013

$15B

285

n/a

2011

Mar 28, 2012

$14B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

4.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$48B

$47B

2.5%

$25B

23.6%

426

450

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THRIVENT INVESTMENT MANAGEMENT INC.

May 4, 2021

May 14, 2021

MINNEAPOLIS, MN

Team lift out

Other

0.2%

THRIVENT INVESTMENT MANAGEMENT INC.

Jun 13, 2019

Jul 8, 2019

MINNEAPOLIS, MN

Team lift out

Other

0.3%