DFX Intelligence

T••••• D•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

T••••• D•••• M••••

Advisor at C••••••• W••••• M••••••••• I•••

GREENVILLE, NC

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Search this name across graphsid dfx:ria:5070aee6-a5e9-2784-33b9-add0a057b7ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• M••••••••• I•••	Independent wealth	Sep 17, 2014	n/a	yes	GREENVILLE, NC	Current employment
C••••••• W••••• M••••••••• I•••	Independent wealth	Oct 29, 2008	Dec 31, 2012	no	GREENVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	C••••••• W••••• M••••••••• I•••	Aug 25, 2008	Oct 29, 2008	65	Firm change	Other

Relationships

Registered with (2)

→ C••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 29, 2008 to Dec 31, 2012factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 9, 2007 to Aug 25, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5070aee6-a5e9-2784-33b9-add0a057b7ad
First observed: Oct 9, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.