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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAROLINA WEALTH MANAGEMENT, INC.

CRD 131393

GREENVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20364337-c346-2545-fe11-b91c42cbb22a

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2012 to Apr 27, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.72 fund_share=0.0 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $798MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $584M
Private client RAUM: $575MderivedItem 5.D individuals plus high net worth individuals
Private client share: 72%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $99.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,494
Individual clients: 443
High net worth clients: 144
Custody, client assets: $160M
SEC number: 801-63091
CRD: 131393
Filings on the tape: 21
First filed: Mar 28, 2012
Latest filed: Apr 27, 2026
Organised: Corporation, NC
Website: mycarolinawealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS DUFFY MEYER	n/a	GREENVILLE, NC	12	19	2	no
JONATHAN CRAIG BLACKWELL	Certified Financial Planner	GREENVILLE, NC	11	21	2	no
DAVID RONALD DAMM	n/a	GREENVILLE, NC	10	22	n/a	no
PATRICK DECLAN MOLAMPHY	Chartered Financial Consultant	GREENVILLE, NC	6	35	1	no
ADAM TIMOTHY OSTERBUR	n/a	GREENVILLE, NC	6	14	n/a	no
JOSEPH PARISH PARKER	n/a	GREENVILLE, NC	6	18	1	no
DEREK SANDERSON PSZENNY	n/a	GREENVILLE, NC	5	28	n/a	no
Jorge Luis Martinez	n/a	GREENVILLE, NC	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAMM, DAVID, RONALD	CHIEF EXECUTIVE OFFICER	C	yes	04/2004	Mar 28, 2012	Mar 29, 2024
PSZENNY, DEREK, SANDERSON	President	C	yes	03/2005	Mar 28, 2012	Mar 29, 2024
SILVER, DAVID, WALTER	OWNER, CHIEF COMPLIANCE OFFICER	A	yes	03/2005	Mar 28, 2012	Mar 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pinehurst	Nc	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$798M	$584M	10	8	1	n/a	n/a
2024	Mar 31, 2025	$712M	$459M	10	8	1	n/a	n/a
2023	Mar 29, 2024	$624M	$2.7M	9	7	1	n/a	n/a
2022	Mar 30, 2023	$516M	$2.2M	8	6	2	n/a	n/a
2021	Mar 25, 2022	$589M	$2.0M	8	6	2	n/a	n/a
2020	Mar 29, 2021	$444M	$1.5M	6	5	1	n/a	n/a
2019	Mar 23, 2020	$323M	$1.2M	6	5	1	n/a	n/a
2018	Mar 30, 2019	$248M	$935,731	5	4	1	n/a	n/a
2017	Mar 29, 2018	$260M	$4.1M	5	4	1	n/a	n/a
2016	Mar 23, 2017	$216M	$216M	5	4	n/a	n/a	n/a
2015	Mar 28, 2016	$184M	$396,814	5	4	n/a	n/a	n/a
2014	Mar 31, 2015	$165M	$0	5	4	n/a	n/a	n/a
2013	Mar 28, 2014	$147M	$0	6	3	n/a	n/a	n/a
2012	Mar 25, 2013	$129M	$0	6	3	n/a	n/a	n/a
2011	Mar 28, 2012	$119M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$798M	$712M	12.2%	$516M	15.7%	10	10	1	1

Relationships

Registered with (8)

← Jorge Luis MartinezAdvisorregistration: current employment
Dec 3, 2024 to presentfactForm ADV
← DEREK SANDERSON PSZENNYAdvisorregistration: current employment
Dec 11, 2020 to presentfactForm ADV
← JOSEPH PARISH PARKERAdvisorregistration: current employment
Apr 15, 2020 to presentfactForm ADV
← ADAM TIMOTHY OSTERBURAdvisorregistration: current employment
Jan 22, 2020 to presentfactForm ADV
← PATRICK DECLAN MOLAMPHYAdvisorregistration: current employment
Jan 10, 2020 to presentfactForm ADV
← DAVID RONALD DAMMAdvisorregistration: current employment
Apr 20, 2016 to presentfactForm ADV
← JONATHAN CRAIG BLACKWELLAdvisorregistration: current employment
Jan 7, 2015 to presentfactForm ADV
← THOMAS DUFFY MEYERAdvisorregistration: previous registration
Oct 29, 2008 to Dec 31, 2012factForm ADV

Controls (3)

← PSZENNY, DEREK, SANDERSONOwnerPRESIDENT, ownership code C, individual
Mar 28, 2012 to Mar 29, 2024factForm ADV
← DAMM, DAVID, RONALDOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 28, 2012 to Mar 29, 2024factForm ADV
← SILVER, DAVID, WALTEROwnerOWNER, CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 28, 2012 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 25, 2022
Regulatory AUM changed
Carolina Wealth Management, Inc. reported RAUM $589.5M, up 33% from $444.2M (2021-03-29 to 2022-03-25)
Form ADVobserved 6 days ago
$145M
Occurred
Mar 29, 2021
Regulatory AUM changed
Carolina Wealth Management, Inc. reported RAUM $444.2M, up 37% from $323.3M (2020-06-12 to 2021-03-29)
Form ADVobserved 6 days ago
$121M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20364337-c346-2545-fe11-b91c42cbb22a
First observed: Mar 28, 2012
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAROLINA WEALTH MANAGEMENT, INC.

CRD 131393

GREENVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20364337-c346-2545-fe11-b91c42cbb22a

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS DUFFY MEYER

n/a

GREENVILLE, NC

JONATHAN CRAIG BLACKWELL

Certified Financial Planner

GREENVILLE, NC

DAVID RONALD DAMM

n/a

GREENVILLE, NC

n/a

PATRICK DECLAN MOLAMPHY

Chartered Financial Consultant

GREENVILLE, NC

ADAM TIMOTHY OSTERBUR

n/a

GREENVILLE, NC

n/a

JOSEPH PARISH PARKER

n/a

GREENVILLE, NC

DEREK SANDERSON PSZENNY

n/a

GREENVILLE, NC

n/a

Jorge Luis Martinez

n/a

GREENVILLE, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAMM, DAVID, RONALD

CHIEF EXECUTIVE OFFICER

yes

04/2004

Mar 28, 2012

Mar 29, 2024

PSZENNY, DEREK, SANDERSON

President

yes

03/2005

Mar 28, 2012

Mar 29, 2024

SILVER, DAVID, WALTER

OWNER, CHIEF COMPLIANCE OFFICER

yes

03/2005

Mar 28, 2012

Mar 29, 2024

City

State

Country

Employees

Also broker-dealer

Pinehurst

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$798M

$584M

n/a

2024

Mar 31, 2025

$712M

$459M

n/a

2023

Mar 29, 2024

$624M

$2.7M

n/a

2022

Mar 30, 2023

$516M

$2.2M

n/a

2021

Mar 25, 2022

$589M

$2.0M

n/a

2020

Mar 29, 2021

$444M

$1.5M

n/a

2019

Mar 23, 2020

$323M

$1.2M

n/a

2018

Mar 30, 2019

$248M

$935,731

n/a

2017

Mar 29, 2018

$260M

$4.1M

n/a

2016

Mar 23, 2017

$216M

n/a

2015

Mar 28, 2016

$184M

$396,814

n/a

2014

Mar 31, 2015

$165M

n/a

2013

Mar 28, 2014

$147M

n/a

2012

Mar 25, 2013

$129M

n/a

2011

Mar 28, 2012

$119M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$798M

$712M

12.2%

$516M

15.7%