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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

BROWN WEALTH MANAGEMENT, LLC

CRD 121072

EDEN PRAIRIE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50717d9e-9bc2-0fc9-86e3-9bf600c33a9b

Data as of Mar 17, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Feb 24, 2018 to Mar 17, 2025
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $199MItem 5.F on the latest filing (2025-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $175M
Private client RAUM: $199MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 629
Individual clients: 58
High net worth clients: 59
SEC number: 801-112699
CRD: 121072
Filings on the tape: 11
First filed: Feb 24, 2018
Latest filed: Mar 17, 2025
Organised: Limited Liability Company, MN
Website: brownwealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, TIMOTHY, BALFOUR	MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	06/2002	Feb 24, 2018	Mar 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Mar 17, 2025	$199M	$175M	4	2	n/a	n/a
2023	Mar 20, 2024	$173M	$152M	4	2	n/a	n/a
2022	Mar 27, 2023	$159M	$139M	4	3	n/a	n/a
2021	Mar 5, 2022	$163M	$141M	4	3	n/a	n/a
2020	Mar 11, 2021	$142M	$121M	4	3	n/a	n/a
2019	Mar 19, 2020	$117M	$99.4M	4	3	n/a	n/a
2018	Mar 11, 2019	$108M	$93.6M	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$199M	$173M	15.1%	$163M	6.9%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MISSION WEALTH MANAGEMENT, LP	2	Dec 22, 2025	Jun 23, 2025	EDEN PRAIRIE, MN	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (4)

← TIMOTHY BALFOUR BROWNAdvisorregistration: previous registration
Mar 23, 2012 to Dec 22, 2025factForm ADV
← Polly Jo HammAdvisorregistration: previous registration
May 16, 2017 to Dec 22, 2025factForm ADV
← MICHAEL JOEL URCHAdvisorregistration: previous registration
Aug 15, 2018 to May 11, 2023factForm ADV
← Thomas SaundersAdvisorregistration: previous registration
Jan 21, 2014 to Jul 2, 2015factForm ADV

Moved with (1)

→ MISSION WEALTH MANAGEMENT, LPRegistered adviser2 advisors, team lift out, same day
Dec 22, 2025 to Jun 23, 2025factForm ADV

Controls (1)

← BROWN, TIMOTHY, BALFOUROwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 24, 2018 to Mar 20, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 22, 2025
Team lift-out
2 advisors left Brown Wealth Management, LLC (Eden Prairie, MN) for Mission Wealth Management, LP on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 22, 2025
Advisor changed firm
Timothy Balfour Brown left Brown Wealth Management, Llc for Mission Wealth Management, Lp (registered 2025-06-23)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2025
Advisor changed firm
Polly Jo Hamm left Brown Wealth Management, Llc for Mission Wealth Management, Lp (registered 2025-04-01)
Form ADVobserved 6 days ago
Occurred
May 11, 2023
Advisor changed firm
Michael Joel Urch left Brown Wealth Management, Llc for 360 Financial (registered 2023-05-22)
Form ADVobserved 6 days ago
Occurred
Feb 24, 2018
First Form ADV filing
Brown Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Brown Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $199.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50717d9e-9bc2-0fc9-86e3-9bf600c33a9b
First observed: Feb 24, 2018
Last observed: Mar 17, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROWN WEALTH MANAGEMENT, LLC

CRD 121072

EDEN PRAIRIE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50717d9e-9bc2-0fc9-86e3-9bf600c33a9b

Data as of Mar 17, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, TIMOTHY, BALFOUR

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

06/2002

Feb 24, 2018

Mar 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 17, 2025

$199M

$175M

n/a

2023

Mar 20, 2024

$173M

$152M

n/a

2022

Mar 27, 2023

$159M

$139M

n/a

2021

Mar 5, 2022

$163M

$141M

n/a

2020

Mar 11, 2021

$142M

$121M

n/a

2019

Mar 19, 2020

$117M

$99.4M

n/a

2018

Mar 11, 2019

$108M

$93.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$199M

$173M

15.1%

$163M

6.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MISSION WEALTH MANAGEMENT, LP

Dec 22, 2025

Jun 23, 2025

EDEN PRAIRIE, MN

Team lift out

RIA to RIA

100.0%