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C••••• J••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••••• J••• L•••••••••

Advisor at C••••••

MENLO PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5071bccb-6a03-b9d3-52ee-59a234b19d2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jan 20, 2023	n/a	yes	MENLO PARK, CA	Current employment
P•••••• P•••••••	Former SEC adviser	Sep 16, 2021	Mar 31, 2023	no	Menlo Park, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••	C••••••	Mar 31, 2023	Jan 20, 2023	-70	Firm change after gap	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
305407:319448:CA:2023-03-31	Mar 31, 2023	Jan 20, 2023	MENLO PARK, CA	Firm change after gap

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
Jan 20, 2023 to presentfactForm ADV
→ P•••••• P•••••••Registered adviserregistration: previous registration
Sep 16, 2021 to Mar 31, 2023factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
C••••• J••• L••••••••• left P•••••• P••••••• for Corient (registered 2023-01-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5071bccb-6a03-b9d3-52ee-59a234b19d2f
First observed: Sep 16, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.