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RIA / WealthAdvisorCertified Financial Planner21 years in industry

MARK ALAN ZIETY

Advisor at WISMED FINANCIAL, INC.

FITCHBURG, WI | Ixonia, WI

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Search this name across graphsid dfx:ria:5072a47c-3b84-8dd5-aecf-e5d96f04cbde

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WISMED FINANCIAL, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 26, 2005
First registration: Nov 12, 2007
Dual registered: no
IAPD individual key: 4902024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WISMED FINANCIAL, INC.	State registered	Oct 2, 2020	n/a	yes	FITCHBURG, WI\|Ixonia, WI	Current employment
ELLENBECKER INVESTMENT GROUP	Independent wealth	May 31, 2019	Sep 22, 2020	no	WAUKESHA, WI	Previous registration
SHAKESPEARE WEALTH MANAGEMENT, LLC	Independent wealth	Nov 24, 2009	Feb 18, 2019	no	PEWAUKEE, WI\|BROOKFIELD, WI	Previous registration
PALADIN PARTNERS	Independent wealth	Aug 25, 2009	Nov 18, 2009	no	HARTLAND, WI	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jun 26, 2009	Sep 14, 2009	no	DELAFIELD, WI	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 12, 2007	Jun 16, 2009	no	DELAFIELD, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ELLENBECKER INVESTMENT GROUP	WISMED FINANCIAL, INC.	Sep 22, 2020	Oct 2, 2020	10	Firm change	RIA to state RIA
SHAKESPEARE WEALTH MANAGEMENT, LLC	ELLENBECKER INVESTMENT GROUP	Feb 18, 2019	May 31, 2019	102	Firm change	RIA to RIA
PALADIN PARTNERS	SHAKESPEARE WEALTH MANAGEMENT, LLC	Nov 18, 2009	Nov 24, 2009	6	Firm change	Other
NEXT FINANCIAL GROUP, INC.	PALADIN PARTNERS	Sep 14, 2009	Aug 25, 2009	-20	Firm change	Other
MML INVESTORS SERVICES, LLC	NEXT FINANCIAL GROUP, INC.	Jun 16, 2009	Jun 26, 2009	10	Firm change	Other

Relationships

Registered with (6)

→ WISMED FINANCIAL, INC.Registered adviserregistration: current employment
Oct 2, 2020 to presentfactForm ADV
→ ELLENBECKER INVESTMENT GROUPRegistered adviserregistration: previous registration
May 31, 2019 to Sep 22, 2020factForm ADV
→ SHAKESPEARE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 24, 2009 to Feb 18, 2019factForm ADV
→ PALADIN PARTNERSRegistered adviserregistration: previous registration
Aug 25, 2009 to Nov 18, 2009factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 26, 2009 to Sep 14, 2009factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 12, 2007 to Jun 16, 2009factForm ADV

Dated events

No dated event names this entity yet.