DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••••• I••••• S••••••••• I•••
Ann Arbor, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• I••••• S••••••••• I••• | Independent wealth | May 4, 2022 | n/a | yes | Ann Arbor, MI | Current employment |
| D•••••• A•••• M••••••••• I••• | Independent wealth | Apr 27, 2016 | Apr 29, 2022 | no | RIDGEFIELD, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••••• A•••• M••••••••• I••• | R••••••••• I••••• S••••••••• I••• | Apr 29, 2022 | May 4, 2022 | 5 | Firm change | RIA to RIA |
| W••••• I•••••••• S•••••• I•• | D•••••• A•••• M••••••••• I••• | Apr 25, 2016 | Apr 27, 2016 |
| W••••• I•••••••• S•••••• I•• | Other adviser | Sep 8, 2014 | Apr 25, 2016 | no | SHELTON, CT | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Oct 31, 2013 | Aug 20, 2014 | no | WESTPORT, CT|Stamford, CT | Previous registration |
| 2 |
| Firm change |
| Other |
| N••••••••• M••••• I••••••••• S••••••••• | W••••• I•••••••• S•••••• I•• | Aug 20, 2014 | Sep 8, 2014 | 19 | Firm change | Other |