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CRD 110145
ANN ARBOR, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BROCK ELLIOT HASTIE | n/a | ANN ARBOR, MI | 19 | 20 | n/a | no |
| HARRISON TODD KEPHART | Certified Financial Planner | ANN ARBOR, MI | 17 | 33 | 1 | no |
| AARON SCOTT TANNER | n/a | ANN ARBOR, MI | 16 | 26 | n/a | no |
| KAREN ANN CHAPELL | n/a | ANN ARBOR, MI | 16 | 33 | n/a | no |
| JOHN BURTON GOFF | Certified Financial Planner | ANN ARBOR, MI | 16 | 32 | 2 | no |
| JOSEPH LEE KETTINGER | Certified Financial Planner|Chartered Financial Consultant | ANN ARBOR, MI | 12 | 13 | 1 | no |
| EVAN CHRISTOPHER LEROY | n/a | Ann Arbor, MI | 8 | 18 | 3 | no |
| MEGAN ELIZABETH FLYNN | Chartered Financial Analyst | Ann Arbor, MI | 7 | 15 | 1 | no |
| John William Bailey | Certified Financial Planner | Ann Arbor, MI | 6 | 10 | n/a | no |
| AMY KIM HOLZER | n/a | ANN ARBOR, MI | 5 | 22 | 1 | no |
| EVELYN ELIZABETH BREEN | Certified Financial Planner | Ann Arbor, MI | 4 | 12 | 3 | no |
| MARK HENRY PEYSER | n/a | ANN ARBOR, MI | 3 | 12 | 1 | no |
| ROBERT MARSHALL GENEREAUX | Certified Financial Planner | ANN ARBOR, MI | 2 | 13 | n/a | no |
| Alexander Roy LaLonde | n/a | ANN ARBOR, MI | 1 | 10 | n/a | no |
| KEVIN JOSEPH DECKER | Certified Financial Planner | ANN ARBOR, MI | 1 | 10 | 1 | no |
| LISA MARIE MYERS | n/a | ANN ARBOR, MI | 0 | 24 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHAPELL, KAREN, ANN | MANAGING PARTNER | B | yes | 07/2012 | May 13, 2026 | May 13, 2026 |
| GOFF, JOHN, BURTON | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | B | yes | 07/2012 | May 13, 2026 | May 13, 2026 |
| HASTIE, BROCK, ELLIOT | MANAGING PARTNER | C | yes | 07/2012 | May 13, 2026 | May 13, 2026 |
| HOLZER, AMY, KIM | CHIEF OPERATING OFFICER | A | yes | 01/2026 | May 13, 2026 | May 13, 2026 |
| HOLZNAGLE, RUSSELL, ALAN | CHIEF FINANCIAL OFFICER | Na | yes | 10/2014 | May 13, 2026 | May 13, 2026 |
| KEPHART, HARRISON, TODD | MANAGING PARTNER | C | yes | 07/2012 | May 13, 2026 | May 13, 2026 |
| FLYNN, MEGAN, ELIZABETH | Shareholder | A | no | 05/2023 | May 13, 2026 | May 13, 2026 |
| LEROY, EVAN, CHRISTOPHER | Shareholder | A | no | 05/2023 | May 13, 2026 | May 13, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $3.0B | $3.0B | 26 | 13 | 0 | n/a | n/a |
| 2024 | Mar 27, 2025 | $2.7B | $2.7B | 25 | 12 | 0 | n/a | n/a |
| 2023 | Mar 29, 2024 | $2.4B | $2.4B | 23 | 12 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $2.1B | $2.1B | 20 | 17 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $2.4B | $2.4B | 18 | 15 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $2.1B | $2.1B | 18 | 16 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $2.0B | $2.0B | 18 | 15 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $1.7B | $1.7B | 17 | 14 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $1.8B | $1.8B | 16 | 13 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.5B | $1.5B | 17 | 14 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $1.4B | $1.4B | 16 | 13 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $1.3B | $1.3B | 12 | 9 | n/a | n/a | n/a |
| 2013 | Apr 1, 2014 | $1.2B | $1.2B | 11 | 9 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $954M | $954M | 10 | 8 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $808M | $808M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.0B | $2.7B | 11.9% | $2.1B | 11.5% | 26 | 25 | 0 | 0 |