DFX Intelligence

G•••••• J••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

G•••••• J••• R•••••••

Advisor at K•••••••• W••••• A•••••••• L••

Scottsdale, AZ | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:5090f94e-467c-8879-9464-ee281147fdf8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Aug 3, 2023	n/a	yes	SAN DIEGO, CA\|Scottsdale, AZ	Current employment
D•• W••••• M••••••••• L••	Independent wealth	Feb 7, 2020	Jul 20, 2023	no	Scittsdale, AZ\|INDIAN WELLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•• W••••• M••••••••• L••	K•••••••• W••••• A•••••••• L••	Jul 20, 2023	Aug 3, 2023	14	Firm change	RIA to ibd
C•••••••• F••••••••• I•••	D•• W••••• M••••••••• L••	Feb 4, 2020	Feb 7, 2020

Relationships

Registered with (5)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 3, 2023 to presentfactForm ADV
→ D•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 7, 2020 to Jul 20, 2023factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
May 31, 2011 to Feb 4, 2020factForm ADV
→ Q•••••• A•••• M••••••••• I•••

Dated events

Occurred
Jul 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5090f94e-467c-8879-9464-ee281147fdf8
First observed: Jan 28, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.