DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregory John Richards

Kingswood Wealth Advisors, LLCBD affiliatedScottsdale, Az dual registrantIAPD 1339012

Feed of 09/14/2026

At current firm

3 y

since Aug 3, 2023

In the industry

41 y

since Jun 17, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kingswood Wealth Advisors, LLC BD affiliated current
since Aug 3, 2023 · San Diego, Ca
Dst Wealth Management LLC independent RIA
Feb 7, 2020 to Jul 20, 2023 · Scittsdale, Az
Centaurus Financial, Inc. BD affiliated
May 31, 2011 to Feb 4, 2020 · Scottsdale, Az
Questar Asset Management, Inc. former
Aug 18, 2006 to May 18, 2011 · Sun City, Az
Usallianz Securities, Inc. unclassified
Jan 28, 2005 to Jun 16, 2006 · Sun City, Az

Moves

a registration end followed by a registration begin elsewhere

Dst Wealth Management LLC to Kingswood Wealth Advisors, LLC
left Jul 20, 2023, registered Aug 3, 2023 (14 days) · RIA to affiliated broker-dealer or bank
Centaurus Financial, Inc. to Dst Wealth Management LLC
left Feb 4, 2020, registered Feb 7, 2020 (3 days) · Affiliated broker-dealer or bank to independent RIA
Questar Asset Management, Inc. to Centaurus Financial, Inc.
left May 18, 2011, registered May 31, 2011 (13 days) · Other
Usallianz Securities, Inc. to Questar Asset Management, Inc.
left Jun 16, 2006, registered Aug 18, 2006 (63 days) · corporate re-registration, not a move

Signals

Gregory John Richards left Dst Wealth Management Llc for Kingswood Wealth Advisors, Llc (registered 2023-08-03)
Jul 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address