DFX Intelligence

S•••••• K••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

S•••••• K••• B••••

Advisor at S••••••••• C•••••• P••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:509312e8-d320-17fd-b792-ed2a99bc7323

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C•••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C•••••• P••••••• L••	State registered	Oct 3, 2022	n/a	yes	SCOTTSDALE, AZ\|Scottdale, AZ\|Lehi, UT	Current employment
C•••••••• W••••• M••••••••• L••	n/a	Sep 21, 2017	Dec 11, 2018	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W••••• M••••••••• L••	S••••••••• C•••••• P••••••• L••	Dec 11, 2018	Oct 3, 2022	1,392	Firm change after gap	Other
H••••• I••••••••• M••••••••• L••	C•••••••• W••••• M••••••••• L••	Sep 26, 2017	Sep 21, 2017

Relationships

Registered with (4)

→ S••••••••• C•••••• P••••••• L••Registered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ C•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 21, 2017 to Dec 11, 2018factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 2, 2015 to Sep 26, 2017factForm ADV
→ S••••••• A•••••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:509312e8-d320-17fd-b792-ed2a99bc7323
First observed: Sep 21, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.