RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• K••• B••••
- S••••••••• C•••••• P••••••• L•• state registered currentsince Oct 3, 2022 · Scottsdale, Az
- C•••••••• W••••• M••••••••• L•• unclassifiedSep 21, 2017 to Dec 11, 2018 · Scottsdale, Az
- H••••• I••••••••• M••••••••• L•• independent RIAMar 2, 2015 to Sep 26, 2017 · Scottsdale, Az
- S••••••• A•••••• G•••• state registeredSep 21, 2012 to Feb 10, 2015 · Mesa, Az
- C•••••••• W••••• M••••••••• L•• to S••••••••• C•••••• P••••••• L••left Dec 11, 2018, registered Oct 3, 2022 (1392 days) · Other
- H••••• I••••••••• M••••••••• L•• to C•••••••• W••••• M••••••••• L••left Sep 26, 2017, registered Sep 21, 2017 (-5 days) · Other
- S••••••• A•••••• G•••• to H••••• I••••••••• M••••••••• L••left Feb 10, 2015, registered Mar 2, 2015 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address