DFX Intelligence

D••••• R•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

D••••• R•••••• J••••••

Advisor at I•••••••• A•••••••• L••

••• Locked

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Apr 15, 2022	n/a	yes	Omaha, NE\|Denison, IA\|Clarinda, IA\|Shenandoah, IA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 4, 2020	Feb 23, 2022	no	OMAHA, NE\|ELDON, IA\|Omaha, NE\|CLARINDA, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I•••••••• A•••••••• L••	Feb 23, 2022	Apr 15, 2022	51	Firm change	Ibd to RIA
C••••• A••••••• L••	L•• F•••••••• L••	Sep 1, 2020	Sep 4, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
10299:6413:NE:2020-09-01	Sep 1, 2020	Sep 4, 2020	OMAHA, NE	Firm change

Relationships

Registered with (3)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 15, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 4, 2020 to Feb 23, 2022factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jun 21, 2019 to Sep 1, 2020factForm ADV

Dated events

Order

Occurred
23 Feb 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 21, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.