D••••• R•••••• J••••••

I•••••••• A•••••••• L••BD affiliatedClarinda, Ia dual registrantIAPD 6280161

Feed of 09/15/2026

At current firm

4 y

since Apr 15, 2022

In the industry

12 y

since Feb 19, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•••••••• A•••••••• L•• BD affiliated current
since Apr 15, 2022 · Omaha, Ne
L•• F•••••••• L•• BD affiliated
Sep 4, 2020 to Feb 23, 2022 · Omaha, Ne
C••••• A••••••• L•• former
Jun 21, 2019 to Sep 1, 2020 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to I•••••••• A•••••••• L••
left Feb 23, 2022, registered Apr 15, 2022 (51 days) · Affiliated broker-dealer or bank to independent RIA
C••••• A••••••• L•• to L•• F•••••••• L••
left Sep 1, 2020, registered Sep 4, 2020 (3 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

••• Locked
Feb 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address