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RIA / WealthAdvisorCertified Financial Planner21 years in industry

LILIAN LO

Advisor at CORIENT

San Francisco, CA

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Search this name across graphsid dfx:ria:509ea8c0-2757-add4-d982-7c0bc70bff4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 10, 2005
First registration: Jun 21, 2005
Dual registered: no
Other names: LING LING LILIAN LO|LING LING LILIAN LEE|LING LING LILIAN LO
IAPD individual key: 4929414

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jun 23, 2026	n/a	yes	San Francisco, CA	Current employment
VIVALDI CAPITAL MANAGEMENT LP	Former SEC adviser	Nov 6, 2017	Jun 17, 2026	no	San Ramon, CA\|CHICAGO, IL	Previous registration
MARINER ADVISOR NETWORK	Bd affiliated wealth	Jul 7, 2016	Oct 12, 2017	no	Walnut Creek, CA	Previous registration
STRATEGIC WEALTH ADVISORS GROUP	Former SEC adviser	Apr 22, 2016	Jul 7, 2016	no	Walnut Creek, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 1, 2015	Sep 8, 2016	no	WALNUT CREEK, CA\|WALNUT CREEK, CA\|SACRAMENTO, CA\|DUBLIN, CA\|SAN RAMON, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 20, 2007	Apr 2, 2015	no	WALNUT CREEK, CA	Previous registration
FIDELITY BROKERAGE SERVICES LLC	n/a	Jan 24, 2006	Feb 17, 2006	no	WALNUT CREEK, CA\|WALNUT CREEK, CA\|BOSTON, MA\|WALNUT CREEK, CA	Previous registration
SHELTON CAPITAL MANAGEMENT	Mixed wealth	Aug 5, 2005	Feb 3, 2006	no	SAN FRANCISCO, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jun 21, 2005	Jul 14, 2005	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIVALDI CAPITAL MANAGEMENT LP	Corient	Jun 17, 2026	Jun 23, 2026	6	Firm change	RIA to RIA
MARINER ADVISOR NETWORK	VIVALDI CAPITAL MANAGEMENT LP	Oct 12, 2017	Nov 6, 2017	25	Firm change	Other
LPL FINANCIAL LLC	STRATEGIC WEALTH ADVISORS GROUP	Sep 8, 2016	Apr 22, 2016	-139	Firm change after gap	Other
STRATEGIC WEALTH ADVISORS GROUP	MARINER ADVISOR NETWORK	Jul 7, 2016	Jul 7, 2016	0	Bulk transfer	Other
STRATEGIC ADVISERS LLC	LPL FINANCIAL LLC	Apr 2, 2015	Apr 1, 2015	-1	Firm change	Other
FIDELITY BROKERAGE SERVICES LLC	STRATEGIC ADVISERS LLC	Feb 17, 2006	Apr 20, 2007	427	Firm change after gap	Other
SHELTON CAPITAL MANAGEMENT	FIDELITY BROKERAGE SERVICES LLC	Feb 3, 2006	Jan 24, 2006	-10	Firm change	Other
A. G. EDWARDS & SONS, INC.	SHELTON CAPITAL MANAGEMENT	Jul 14, 2005	Aug 5, 2005	22	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
160150:319448:IL:2026-06-17	Jun 17, 2026	Jun 23, 2026	CHICAGO, IL	Firm change
6413:140977:CA:2016-09-07	Sep 8, 2016	Apr 22, 2016	SAN RAMON, CA	Firm change after gap

Relationships

Registered with (9)

→ CORIENTRegistered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ VIVALDI CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
Nov 6, 2017 to Jun 17, 2026factForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Jul 7, 2016 to Oct 12, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 1, 2015 to Sep 8, 2016factForm ADV
→ STRATEGIC WEALTH ADVISORS GROUPRegistered adviserregistration: previous registration
Apr 22, 2016 to Jul 7, 2016factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 20, 2007 to Apr 2, 2015factForm ADV
→ FIDELITY BROKERAGE SERVICES LLCRegistered adviserregistration: previous registration
Jan 24, 2006 to Feb 17, 2006factForm ADV
→ SHELTON CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Aug 5, 2005 to Feb 3, 2006factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jun 21, 2005 to Jul 14, 2005factForm ADV

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
Lilian Lo left Vivaldi Capital Management Lp for Corient (registered 2026-06-23)
Form ADVobserved 4 days ago